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Home > Insider Trading > Filing (0000720672-14-000038)

Filing Details

Accession Number:: 0000720672-14-000038
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2014-03-11 15:24:40
Reporting Period:: 2014-03-10

Filing Date:: 2014-03-11
Accepted Time:: 2014-03-11 15:24:40
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
720672	Stifel Financial Corp	SF	Security Brokers, Dealers & Flotation Companies (6211)	431273600

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1206666	P Thomas Mulroy	200 Garrison Forest Road Owings Mills MD 21117-4110	Director	Yes	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Disposition	2014-03-10	7,500	$48.15	222,566	No	4	S	Direct
Common Stock	Disposition	2014-03-10	5,000	$48.20	217,566	No	4	S	Direct
Common Stock	Disposition	2014-03-10	2,500	$48.25	215,066	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct

Reported Derivative Holdings

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Sec. Name	Sec. Type	Price	Date	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Common Stock	Phantom Stock Units	$0.00			172,928	172,928	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
	172,928	172,928	Direct

Footnotes

Units vest in 20% increments over a five year period.
No expiration date for these Units.