Filing Details
- Accession Number:
- 0001140361-14-012083
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-03-11 14:32:09
- Reporting Period:
- 2014-03-07
- Filing Date:
- 2014-03-11
- Accepted Time:
- 2014-03-11 14:32:09
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1368622 | Aerovironment Inc | AVAV | Aircraft (3721) | 952705790 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1488531 | Jikun Kim | C/O Aerovironment, Inc. 181 W. Huntington Drive, Suite 202 Monrovia CA 91016 | Svp And Cfo | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2014-03-07 | 18,000 | $24.57 | 51,930 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2014-03-07 | 8,000 | $29.79 | 59,930 | No | 4 | M | Direct | |
Common Stock | Disposition | 2014-03-07 | 9,450 | $35.17 | 50,480 | No | 4 | S | Direct | |
Common Stock | Disposition | 2014-03-07 | 5,353 | $36.19 | 45,127 | No | 4 | S | Direct | |
Common Stock | Disposition | 2014-03-07 | 4,674 | $35.19 | 40,453 | No | 4 | S | Direct | |
Common Stock | Disposition | 2014-03-07 | 2,600 | $36.16 | 37,853 | No | 4 | S | Direct | |
Common Stock | Disposition | 2014-03-07 | 100 | $36.82 | 37,753 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Options (Right to Purchase) | Disposition | 2014-03-07 | 18,000 | $0.00 | 18,000 | $24.57 |
Common Stock | Stock Options (Right to Purchase) | Disposition | 2014-03-07 | 8,000 | $0.00 | 8,000 | $29.79 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
12,000 | 2020-06-22 | No | 4 | M | Direct | |
12,000 | 2021-05-11 | No | 4 | M | Direct |
Footnotes
- The price reported represents the weighted average price of shares sold. Shares were sold at varying prices in the range of $34.82 - $35.81. The Reporting Person hereby undertakes, upon request of the Staff of the U.S. Securities and Exchange Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
- The price reported represents the weighted average price of shares sold. Shares were sold at varying prices in the range of $35.83 - $36.82. The Reporting Person hereby undertakes, upon request of the Staff of the U.S. Securities and Exchange Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
- The price reported represents the weighted average price of shares sold. Shares were sold at varying prices in the range of $34.82 - $35.81. The Reporting Person hereby undertakes, upon request of the Staff of the U.S. Securities and Exchange Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
- The price reported represents the weighted average price of shares sold. Shares were sold at varying prices in the range of $35.82 - $36.81. The Reporting Person hereby undertakes, upon request of the Staff of the U.S. Securities and Exchange Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
- The price reported represents the weighted average price of shares sold. Shares were sold at varying prices in the range of $36.82 - $36.84. The Reporting Person hereby undertakes, upon request of the Staff of the U.S. Securities and Exchange Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
- The options vest in five equal annual installments beginning one year from June 22, 2010.
- The options vest in five equal annual installments beginning one year from May 11, 2011.