Filing Details
- Accession Number:
- 0001127602-14-011048
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-03-11 13:40:56
- Reporting Period:
- 2014-03-07
- Filing Date:
- 2014-03-11
- Accepted Time:
- 2014-03-11 13:40:56
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1137774 | Prudential Financial Inc | PRU | Life Insurance (6311) | 223703799 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1325581 | L Susan Blount | 751 Broad Street, 4Th Floor Attn. Corporate Compliance Newark NJ 07102 | Evp & General Counsel | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2014-03-07 | 15,918 | $88.00 | 47,073 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2014-03-07 | 29,867 | $88.00 | 76,940 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2014-03-07 | 22,510 | $88.00 | 99,450 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-03-07 | 68,047 | $88.00 | 31,403 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | 2/14/06 Employee Stock Option (Right to Buy) | Disposition | 2014-03-07 | 15,918 | $0.00 | 15,918 | $76.15 |
| Common Stock | 2/12/08 Employee Stock Option (Right to Buy) | Disposition | 2014-03-07 | 22,510 | $0.00 | 22,510 | $69.03 |
| Common Stock | 2011 Employee Stock Option (Right to Buy) | Disposition | 2014-03-07 | 29,867 | $0.00 | 29,867 | $64.01 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2016-02-14 | No | 4 | M | Direct | |
| 0 | 2018-02-12 | No | 4 | M | Direct | |
| 0 | 2021-02-08 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 1,434 | Indirect | By 401(k) |
Footnotes
- The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 13, 2013.
- Following the transactions reported on this Form 4, Ms. Blount continues to hold 31,403 shares directly and 1,434 shares indirectly in a 401(k) account. Ms. Blount also holds an additional 65,783 vested stock options, 75,319 unvested stock options, and 21,601 target performance shares (the exact number awarded being dependent on achievement of performance goals).
- The option vests in three equal annual installments beginning on February 14, 2007.
- The option vests in three equal annual installments beginning on February 12, 2009.
- The options vest in three equal annual installments beginning on February 8, 2012.
Billionaire Hedge Funds
