Filing Details
- Accession Number:
- 0001140361-14-012054
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-03-11 12:04:55
- Reporting Period:
- 2014-03-07
- Filing Date:
- 2014-03-11
- Accepted Time:
- 2014-03-11 12:04:55
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1412109 | Simplicity Bancorp Inc. | SMPL | Savings Institution, Federally Chartered (6035) | 261500698 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1271269 | L James Breeden | 1359 N. Grand Avenue Covina CA 91724 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2014-03-07 | 1,116 | $10.84 | 22,104 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-03-07 | 1,116 | $17.50 | 20,988 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2014-03-10 | 3,759 | $10.84 | 24,747 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-03-10 | 3,759 | $17.50 | 20,988 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Options | Disposition | 2014-03-07 | 1,116 | $0.00 | 1,116 | $10.84 |
| Common Stock | Stock Options | Disposition | 2014-03-10 | 3,759 | $0.00 | 3,759 | $10.84 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 9,134 | 2010-01-30 | 2019-01-30 | No | 4 | M | Direct |
| 5,375 | 2010-01-30 | 2019-01-30 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 1,357 | Indirect | By Spouse |
| Common Stock | 539 | Indirect | By Spouse's IRA |
| Common Stock | 11,150 | Indirect | By IRA |
Footnotes
- Includes shares of restricted stock which vest 100% on March 27, 2014.
- Stock Options are fully vested.
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