Filing Details
- Accession Number:
- 0001209191-14-019121
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-03-11 11:07:11
- Reporting Period:
- 2011-05-04
- Filing Date:
- 2014-03-11
- Accepted Time:
- 2014-03-11 11:07:11
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1272597 | Foundation Healthcare Inc. | FDNH | Services-Specialty Outpatient Facilities, Nec (8093) | 200180812 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1051901 | Jr T Roy Oliver | 101 N. Robinson Ste 900 Oklahoma City OK 73101 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock (Par Value $0.0001 Per Share) | Acquisiton | 2011-05-04 | 1,724,138 | $0.58 | 8,753,130 | No | 4 | P | Indirect | See Footnote |
Common Stock (Par Value $0.0001 Per Share) | Acquisiton | 2013-07-22 | 17,970,295 | $0.45 | 20,158,579 | No | 4 | P | Indirect | See Footnote |
Common Stock (Par Value $0.0001 Per Share) | Disposition | 2013-07-22 | 1,111,111 | $0.45 | 19,047,468 | No | 4 | S | Indirect | See Footnote |
Common Stock (Par Value $0.0001 Per Share) | Disposition | 2013-07-22 | 1,111,111 | $0.45 | 17,936,357 | No | 4 | S | Indirect | See Footnotes |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | See Footnote |
No | 4 | P | Indirect | See Footnote |
No | 4 | S | Indirect | See Footnote |
No | 4 | S | Indirect | See Footnotes |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Common Stock Warrants (Right to Buy) | Acquisiton | 2011-05-04 | 1,724,138 | $0.58 | 1,724,138 | $0.45 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
1,724,138 | 2011-11-04 | 2014-05-04 | No | 4 | P | Indirect |
Footnotes
- By Oliver Company Holdings, LLC. Reporting person is the indirect owner of Oliver Company Holdings, LLC and has voting and investment power.
- On May 4, 2011 at a purchase price of $0.58 per share of common stock, Oliver Company Holdings, LLC purchased (i) 1,724,138 shares of common stock, and (ii) a warrant exercisable for 1,724,138 shares of common stock at an excercise price of $0.45 per share. See Footnote 5.
- By Valiant Investments, LLC. Reporting person is indirect owner of Valiant Investments, LLC and has voting and investment power.
- Oliver Company Holdings, LLC converted $8,138,187.00 in debt into 17,970,295 shares.
- Foundation Healthcare, Inc. implemented a one-for-four reverse stock split on June 3, 2011. All references to shares and prices for the period ending on June 3, 2011 do not reflect the one-for-four reverse stock split.
- Amount of securities benefically owned after reported transactions is 17,936,357 held of record as follows: 50,000 Roy T. Oliver, Jr.; 17,455,322 Oliver Company Holdings, LLC; 431,035 Valiant Invesments, LLC.
- Reflects pre-split number of shares. See Footnote 5.