Filing Details
- Accession Number:
- 0000950138-14-000286
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-03-10 21:09:06
- Reporting Period:
- 2014-03-06
- Filing Date:
- 2014-03-10
- Accepted Time:
- 2014-03-10 21:09:06
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1113809 | Build A Bear Workshop Inc | BBW | Retail-Hobby, Toy & Game Shops (5945) | 431883836 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1306314 | Maxine Clark | C/O Build-A-Bear Workshop, Inc. 1954 Innerbelt Business Center Drive St. Louis MO 63114 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2014-03-06 | 4,819 | $8.78 | 216,935 | No | 4 | M | Direct | |
Common Stock | Disposition | 2014-03-06 | 4,819 | $9.00 | 212,116 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2014-03-07 | 9,600 | $8.78 | 221,716 | No | 4 | M | Direct | |
Common Stock | Disposition | 2014-03-07 | 9,600 | $9.00 | 212,116 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2014-03-10 | 21,815 | $8.78 | 233,931 | No | 4 | M | Direct | |
Common Stock | Disposition | 2014-03-10 | 21,815 | $9.00 | 212,116 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2014-03-06 | 4,819 | $0.00 | 4,819 | $8.78 |
Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2014-03-07 | 9,600 | $0.00 | 9,600 | $8.78 |
Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2014-03-10 | 21,815 | $0.00 | 21,815 | $8.78 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
31,415 | 2014-03-16 | No | 4 | M | Direct | |
21,815 | 2014-03-16 | No | 4 | M | Direct | |
0 | 2014-03-16 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 37,402 | Indirect | Spouse |
Common Stock | 1,343,783 | Indirect | Smart Stuff, Inc. |
Footnotes
- The transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.
- Shares sold as part of a cashless exercise of an employee stock option.
- The reporting price is the weighted average sale price per share for 3 transactions in which the sale prices range from $9.00 to $9.01 per share. The Reporting Person undertakes to provide full information regarding the number of shares sold at each separate sale price upon request of the Securities and Exchange Commission staff, the issuer or any security holder of the issuer.
- After giving effect to the transactions reported in this Form 4, Ms. Clark directly beneficially owns 100,701 shares of common stock and 111,415 shares of restricted stock along with 37,402 shares indirectly through her spouse and 1,343,783 shares indirectly through Smart Stuff, Inc. of Build-A-Bear Workshop, Inc. In addition, Ms. Clark holds vested options to purchase 35,000 shares and unvested options to purchase 42,742 shares of Build-A-Bear Workshop, Inc.'s common stock.
- Under the terms of the grant, the options vested automatically upon the consummation of Build-A-Bear Workship, Inc.'s public offering on October 28, 2004.