Filing Details
- Accession Number:
- 0001181431-14-011936
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-03-10 17:56:21
- Reporting Period:
- 2014-03-06
- Filing Date:
- 2014-03-10
- Accepted Time:
- 2014-03-10 17:56:21
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 81362 | Quaker Chemical Corp | KWR | Miscellaneous Products Of Petroleum & Coal (2990) | 230993790 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1316999 | Jan Nieman | Quaker Chemical Corporation One Quaker Park, 901 E. Hector Street Conshohocken PA 19428-2380 | Vp/G Leader-Grease, Fp, Mining | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2014-03-06 | 997 | $37.37 | 18,043 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-03-06 | 997 | $79.24 | 17,046 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2014-03-06 | 896 | $38.13 | 17,942 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-03-06 | 896 | $79.24 | 17,046 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2014-03-06 | 710 | $58.26 | 17,756 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-03-06 | 710 | $79.24 | 17,046 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2014-03-06 | 997 | $0.00 | 997 | $37.37 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2014-03-06 | 896 | $0.00 | 896 | $38.13 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2014-03-06 | 710 | $0.00 | 710 | $58.26 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2018-03-01 | No | 4 | M | Direct | |
| 895 | 2019-03-06 | No | 4 | M | Direct | |
| 1,420 | 2020-03-05 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 74 | Indirect | By 401(k) |
Footnotes
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $79.00 to $79.60, inclusive. The reporting person undertakes to provide to Quaker Chemical Corporation ("Quaker"), any security holder of Quaker, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4.
- The options under this grant vested in three annual installments: 998 options on March 1, 2012; 998 options on March 1, 2013; and 997 options on March 1, 2014.
- The options under this grant vest in three annual installments: 896 options on March 6, 2013; 896 options on March 6, 2014; and 895 options on March 6, 2015.
- The options under this grant vest in three equal annual installments commencing on March 5, 2014.
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