Filing Details
- Accession Number:
- 0001140361-14-011962
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-03-10 17:26:46
- Reporting Period:
- 2014-03-06
- Filing Date:
- 2014-03-10
- Accepted Time:
- 2014-03-10 17:26:46
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1260990 | Gtx Inc | GTXI | Pharmaceutical Preparations (2834) | 621715807 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
903352 | Iii R Joseph Hyde | 175 Toyota Plaza 7Th Floor Memphis TN 38103 | Yes | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2014-03-06 | 5,988,024 | $0.00 | 18,197,005 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Common Stock Warrants (right to buy) | Acquisiton | 2014-03-06 | 5,988,024 | $0.00 | 5,089,821 | $1.67 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
5,988,024 | 2014-03-06 | 2015-03-06 | No | 4 | P | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 216,462 | Indirect | By Spouse |
Common Stock | 99,394 | Indirect | By 2012-1 GRAT |
Common Stock | 154,739 | Indirect | By 2012-2 GRAT |
Common Stock | 508,904 | Indirect | By Trust |
Common Stock | 508,903 | Indirect | By Trust |
Common Stock | 508,903 | Indirect | By Trust |
Common Stock | 203,791 | Indirect | By Trust |
Common Stock | 114,350 | Indirect | By Trust |
Common Stock | 145,352 | Indirect | By Pittco Associates II, L.P. |
Common Stock | 3,915,716 | Indirect | By Pittco Investments, L.P. |
Footnotes
- The reported securities are included within 5,988,024 immediately separable Units purchased by the reporting person for $1.78 per Unit. Each Unit consists of one share of Common Stock and one Warrant to purchase 0.85 of a share of Common Stock.
- Includes annuity distribution of 631,825 shares from the 2012-1 Grantor Retained Annuity Trust to the reporting person on January 19, 2014 and represents a change in form of beneficial ownership.
- Excludes annuity distribution of 631,825 shares from the 2012-1 Grantor Retained Annuity Trust to the reporting person on January 19, 2014 and represents a change in form of beneficial ownership.
- The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in his report shall not be deemed an admission of beneficial ownership of the reported shares for the purpose of Section 16 or any other purpose.