Filing Details

Accession Number:
0001140361-14-011962
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-03-10 17:26:46
Reporting Period:
2014-03-06
Filing Date:
2014-03-10
Accepted Time:
2014-03-10 17:26:46
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1260990 Gtx Inc GTXI Pharmaceutical Preparations (2834) 621715807
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
903352 Iii R Joseph Hyde 175 Toyota Plaza
7Th Floor
Memphis TN 38103
Yes No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2014-03-06 5,988,024 $0.00 18,197,005 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Common Stock Warrants (right to buy) Acquisiton 2014-03-06 5,988,024 $0.00 5,089,821 $1.67
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
5,988,024 2014-03-06 2015-03-06 No 4 P Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 216,462 Indirect By Spouse
Common Stock 99,394 Indirect By 2012-1 GRAT
Common Stock 154,739 Indirect By 2012-2 GRAT
Common Stock 508,904 Indirect By Trust
Common Stock 508,903 Indirect By Trust
Common Stock 508,903 Indirect By Trust
Common Stock 203,791 Indirect By Trust
Common Stock 114,350 Indirect By Trust
Common Stock 145,352 Indirect By Pittco Associates II, L.P.
Common Stock 3,915,716 Indirect By Pittco Investments, L.P.
Footnotes
  1. The reported securities are included within 5,988,024 immediately separable Units purchased by the reporting person for $1.78 per Unit. Each Unit consists of one share of Common Stock and one Warrant to purchase 0.85 of a share of Common Stock.
  2. Includes annuity distribution of 631,825 shares from the 2012-1 Grantor Retained Annuity Trust to the reporting person on January 19, 2014 and represents a change in form of beneficial ownership.
  3. Excludes annuity distribution of 631,825 shares from the 2012-1 Grantor Retained Annuity Trust to the reporting person on January 19, 2014 and represents a change in form of beneficial ownership.
  4. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in his report shall not be deemed an admission of beneficial ownership of the reported shares for the purpose of Section 16 or any other purpose.