Filing Details
- Accession Number:
- 0001459221-14-000018
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-03-10 13:51:56
- Reporting Period:
- 2014-03-07
- Filing Date:
- 2014-03-10
- Accepted Time:
- 2014-03-10 13:51:56
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
33488 | Escalade Inc | ESCA | Sporting & Athletic Goods, Nec (3949) | 132739290 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1409119 | J Robert Keller | 817 Maxwell Ave Evansville IN 47711 | President And Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2014-03-07 | 17,052 | $6.07 | 221,452 | No | 4 | M | Direct | |
Common Stock | Disposition | 2014-03-07 | 1,234 | $11.77 | 220,218 | No | 4 | S | Direct | |
Common Stock | Disposition | 2014-03-07 | 8,766 | $11.63 | 211,452 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Common Stock Option | Disposition | 2014-03-07 | 17,052 | $0.00 | 17,052 | $6.07 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
18,200 | 2012-03-01 | 2016-03-01 | No | 4 | M | Direct |
Footnotes
- Shares issued pursuant to the exercise of stock options under the Escalade, Incorporated 2007 Incentive Plan in a transaction exempt from Section 16(b) short swing profit liability.