Filing Details

Accession Number:
0001108426-14-000043
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-03-10 11:56:47
Reporting Period:
2014-03-07
Filing Date:
2014-03-10
Accepted Time:
2014-03-10 11:56:47
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1108426 Pnm Resources Inc PNM Electric Services (4911) 850019030
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1350048 N Charles Eldred Corporate Headquarters
Ms 1275
Albuquerque NM 87158-1275
Exec Vp, Cfo No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2014-03-07 1,041 $25.97 0 No 4 S Indirect PNMR Common Stock Fund - PNM Resources, Inc. 401(k) Plan
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect PNMR Common Stock Fund - PNM Resources, Inc. 401(k) Plan
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 71,809 Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Stock Options $0.00 40,004 40,004 Direct
Common Stock Phantom Stock Shares $0.00 6,337 6,337 Indirect
Common Stock Restricted Stock Rights $0.00 10,601 10,601 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
40,004 40,004 Direct
6,337 6,337 Indirect
10,601 10,601 Direct
Footnotes
  1. Total represents shares of PNM Resources, Inc. Common Stock acquired under the PNM Resources, Inc. 401(k) Plan as of February 28, 2014.
  2. Based on the closing price on the date of the grant.
  3. The options vest in three equal annual installments from grant date.
  4. The options expire 10 years from grant date.
  5. The security converts to common stock on a one-for-one basis.
  6. The phantom stock shares were acquired under the PNM Resources, Inc. Executive Savings Plan, and will settle upon the Reporting Person's retirement or other termination of service.
  7. Total represents phantom stock shares of PNM Resources, Inc. acquired under the PNM Resources, Inc. Executive Savings Plan II as of February 28, 2014.
  8. Each restricted stock right represents a contingent right to receive one share of PNM Resources, Inc. common stock.
  9. The restricted stock units vest in three equal annual installments. Vested shares will be delivered to the reporting person on the applicable vesting dates (or, if the company is in a blackout period under its insider trading policy on any vesting date, at a later date after such blackout period ends).