Filing Details
- Accession Number:
- 0001179110-14-004836
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-03-07 21:27:05
- Reporting Period:
- 2014-03-05
- Filing Date:
- 2014-03-07
- Accepted Time:
- 2014-03-07 21:27:05
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
868857 | Aecom Technology Corp | ACM | Services-Engineering Services (8711) | 611088522 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1063339 | G Richard Newman | C/O Aecom Technology Corporation 555 S. Flower Street, Suite 3700 Los Angeles CA 90071 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2014-03-06 | 3,537 | $0.00 | 265,117 | No | 4 | M | Indirect | by R&C Newman Revocable Trust |
Common Stock | Disposition | 2014-03-07 | 45,000 | $32.03 | 95,160 | No | 4 | S | Indirect | by RGN 2012 Spousal Trust |
Common Stock | Disposition | 2014-03-07 | 5,636 | $0.00 | 11,272 | No | 5 | G | Indirect | by R&C Newman Partnership LP |
Common Stock | Disposition | 2014-03-07 | 5,636 | $0.00 | 5,636 | No | 5 | G | Indirect | by R&C Newman Partnership LP |
Common Stock | Disposition | 2014-03-07 | 5,636 | $0.00 | 0 | No | 5 | G | Indirect | by R&C Newman Partnership LP |
Common Stock | Acquisiton | 2014-03-07 | 5,636 | $0.00 | 15,636 | No | 5 | G | Indirect | by John E. Newman (son) |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Indirect | by R&C Newman Revocable Trust |
No | 4 | S | Indirect | by RGN 2012 Spousal Trust |
No | 5 | G | Indirect | by R&C Newman Partnership LP |
No | 5 | G | Indirect | by R&C Newman Partnership LP |
No | 5 | G | Indirect | by R&C Newman Partnership LP |
No | 5 | G | Indirect | by John E. Newman (son) |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Restricted Stock Units | Disposition | 2014-03-06 | 3,537 | $0.00 | 3,537 | $0.00 |
Common Stock | Restricted Stock Units | Acquisiton | 2014-03-05 | 4,112 | $0.00 | 4,112 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | No | 4 | M | Direct | ||
4,112 | No | 4 | A | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 14,931 | Indirect | by C&R Newman Family Foundation |
Common Stock | 39,145 | Indirect | by Richard G Newman TTEE U/A DTD 8/15/2011 Richard G Newman 2011 GRAT |
Common Stock | 39,145 | Indirect | by Christine H Newman TTEE U/A DTD 8/15/2011 Christine H Newman 2011 GRAT |
Common Stock | 43,777 | Indirect | by Christine H Newman TTEE U/A DTD 12/15/2010 Christine H Newman 2010 GRAT |
Common Stock | 43,777 | Indirect | by Richard G Newman TTEE U/A DTD 12/15/2010 Richard G Newman 2010 GRAT |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option | $23.94 | 2015-12-01 | 49,141 | 49,141 | Indirect | |
Common Stock | Employee Stock Option | $24.45 | 2016-12-02 | 15,989 | 15,989 | Indirect | |
Common Stock | Employee Stock Option | $25.38 | 2011-03-31 | 2017-05-28 | 14,558 | 14,558 | Indirect |
Common Stock | Employee Stock Option | $28.44 | 2012-03-03 | 2018-03-03 | 13,416 | 13,416 | Indirect |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2015-12-01 | 49,141 | 49,141 | Indirect |
2016-12-02 | 15,989 | 15,989 | Indirect |
2017-05-28 | 14,558 | 14,558 | Indirect |
2018-03-03 | 13,416 | 13,416 | Indirect |
Footnotes
- Each restricted stock unit represents a contingent right to receive one share of AECOM common stock. On March 6, 2014, 3,537 of the reporting person's restricted stock units vested and were settled for an equal number of shares of AECOM common stock.
- The sales in this Form 4 were made pursuant to a 10b5-1 trading plan adopted on December 13, 2013.
- This transaction was executed in multiple trades at prices ranging from $32.00 to $ 32.12. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- This transaction involved a gift of securities by the reporting person to his son, who shares the reporting person's household. The reporting person disclaims beneficial ownership of the shares held by his son, and this report should not be deemed an admission that the reporting person is the beneficial owner of his son's shares for purposes of Section 16 or for any other purpose.
- Each restricted stock unit represents a contingent right to receive one share of AECOM common stock.
- The restricted stock units vest on March 7, 2015.
- The option vested in three equal annual installments beginning on December 1, 2009.
- The option vested in three equal annual installments beginning on December 2, 2010.