Filing Details

Accession Number:
0001179110-14-004836
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-03-07 21:27:05
Reporting Period:
2014-03-05
Filing Date:
2014-03-07
Accepted Time:
2014-03-07 21:27:05
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
868857 Aecom Technology Corp ACM Services-Engineering Services (8711) 611088522
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1063339 G Richard Newman C/O Aecom Technology Corporation
555 S. Flower Street, Suite 3700
Los Angeles CA 90071
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2014-03-06 3,537 $0.00 265,117 No 4 M Indirect by R&C Newman Revocable Trust
Common Stock Disposition 2014-03-07 45,000 $32.03 95,160 No 4 S Indirect by RGN 2012 Spousal Trust
Common Stock Disposition 2014-03-07 5,636 $0.00 11,272 No 5 G Indirect by R&C Newman Partnership LP
Common Stock Disposition 2014-03-07 5,636 $0.00 5,636 No 5 G Indirect by R&C Newman Partnership LP
Common Stock Disposition 2014-03-07 5,636 $0.00 0 No 5 G Indirect by R&C Newman Partnership LP
Common Stock Acquisiton 2014-03-07 5,636 $0.00 15,636 No 5 G Indirect by John E. Newman (son)
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Indirect by R&C Newman Revocable Trust
No 4 S Indirect by RGN 2012 Spousal Trust
No 5 G Indirect by R&C Newman Partnership LP
No 5 G Indirect by R&C Newman Partnership LP
No 5 G Indirect by R&C Newman Partnership LP
No 5 G Indirect by John E. Newman (son)
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Restricted Stock Units Disposition 2014-03-06 3,537 $0.00 3,537 $0.00
Common Stock Restricted Stock Units Acquisiton 2014-03-05 4,112 $0.00 4,112 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 No 4 M Direct
4,112 No 4 A Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 14,931 Indirect by C&R Newman Family Foundation
Common Stock 39,145 Indirect by Richard G Newman TTEE U/A DTD 8/15/2011 Richard G Newman 2011 GRAT
Common Stock 39,145 Indirect by Christine H Newman TTEE U/A DTD 8/15/2011 Christine H Newman 2011 GRAT
Common Stock 43,777 Indirect by Christine H Newman TTEE U/A DTD 12/15/2010 Christine H Newman 2010 GRAT
Common Stock 43,777 Indirect by Richard G Newman TTEE U/A DTD 12/15/2010 Richard G Newman 2010 GRAT
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Employee Stock Option $23.94 2015-12-01 49,141 49,141 Indirect
Common Stock Employee Stock Option $24.45 2016-12-02 15,989 15,989 Indirect
Common Stock Employee Stock Option $25.38 2011-03-31 2017-05-28 14,558 14,558 Indirect
Common Stock Employee Stock Option $28.44 2012-03-03 2018-03-03 13,416 13,416 Indirect
Expiration Date Amount Remaning Holdings Nature of Ownership
2015-12-01 49,141 49,141 Indirect
2016-12-02 15,989 15,989 Indirect
2017-05-28 14,558 14,558 Indirect
2018-03-03 13,416 13,416 Indirect
Footnotes
  1. Each restricted stock unit represents a contingent right to receive one share of AECOM common stock. On March 6, 2014, 3,537 of the reporting person's restricted stock units vested and were settled for an equal number of shares of AECOM common stock.
  2. The sales in this Form 4 were made pursuant to a 10b5-1 trading plan adopted on December 13, 2013.
  3. This transaction was executed in multiple trades at prices ranging from $32.00 to $ 32.12. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
  4. This transaction involved a gift of securities by the reporting person to his son, who shares the reporting person's household. The reporting person disclaims beneficial ownership of the shares held by his son, and this report should not be deemed an admission that the reporting person is the beneficial owner of his son's shares for purposes of Section 16 or for any other purpose.
  5. Each restricted stock unit represents a contingent right to receive one share of AECOM common stock.
  6. The restricted stock units vest on March 7, 2015.
  7. The option vested in three equal annual installments beginning on December 1, 2009.
  8. The option vested in three equal annual installments beginning on December 2, 2010.