Filing Details
- Accession Number:
- 0001203311-14-000028
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-03-07 20:05:21
- Reporting Period:
- 2014-03-05
- Filing Date:
- 2014-03-07
- Accepted Time:
- 2014-03-07 20:05:21
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1060736 | Seattle Genetics Inc | SGEN | Biological Products, (No Disgnostic Substances) (2836) | 911874389 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1167496 | B Clay Siegall | 21823 30Th Drive Se Bothell WA 98021 | President And Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2014-03-05 | 3,718 | $5.63 | 959,414 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-03-05 | 3,718 | $52.89 | 955,696 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2014-03-05 | 5,600 | $5.92 | 961,296 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-03-05 | 5,600 | $52.89 | 955,696 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2014-03-05 | 3,718 | $0.00 | 3,718 | $5.63 |
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2014-03-05 | 5,600 | $0.00 | 5,600 | $5.92 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 78,080 | 2016-01-31 | No | 4 | M | Direct | |
| 50,404 | 2015-01-31 | No | 4 | M | Direct |
Footnotes
- Amount of Securities beneficially owned following reported transactions includes 189,250 Restricted Stock Units subject to vesting.
- The sales reported in this Form 4 were affected pursuant to a Rule 10b5-1 trading plan.
- Sale price represents a weighted average price for all shares sold on this day, which are within a $1.00 range.
- Shares vested at a rate of 25% on 1/31/07 and monthly thereafter until all the shares were fully vested on 1/31/10.
- Shares vested at a rate of 25% on 1/31/06 and monthly thereafter until all the shares were fully vested on 1/31/09.
Billionaire Hedge Funds
