Filing Details
- Accession Number:
- 0000950138-14-000265
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-03-07 18:56:54
- Reporting Period:
- 2014-03-05
- Filing Date:
- 2014-03-07
- Accepted Time:
- 2014-03-07 18:56:54
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1532063 | Express Scripts Holding Co. | ESRX | Retail-Drug Stores And Proprietary Stores (5912) | 452884094 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1235686 | Seymour Sternberg | C/O Express Scripts Holding Company One Express Way St. Louis MO 63121 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2014-03-05 | 13,128 | $30.83 | 16,406 | No | 4 | M | Direct | |
Common Stock | Disposition | 2014-03-05 | 13,128 | $76.50 | 3,278 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Express Scripts Holding Company Common Stock | Non-Qualified Stock Option (Right-to-Buy) | Disposition | 2014-03-05 | 13,128 | $0.00 | 13,128 | $30.83 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2016-05-27 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 33,504 | Indirect | By GRAT |
Common Stock | 2,758 | Indirect | By Spouse Trust |
Footnotes
- The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $76.481 to $76.525, inclusive. The Reporting Person undertakes to provide to Express Scripts Holding Company, any security holder of Express Scripts Holding Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.
- 16,831 shares previously reported as held in a grantor retained annuity trust (GRAT), and indirectly beneficially owned by Reporting Person, were transferred on June 18, 2013 by the GRAT to, and were directly owned by, Reporting Person. On December 12, 2013, 33,504 shares directly owned by Reporting Person were transferred to a new GRAT.
- Grant of stock options pursuant to the Express Scripts, Inc. 2000 Long-Term Incentive Plan. Vested in three (3) equal installments on May 1, 2010, May 1, 2011, and May 1, 2012.