Filing Details
- Accession Number:
- 0001209191-14-018530
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-03-07 18:42:10
- Reporting Period:
- 2014-03-06
- Filing Date:
- 2014-03-07
- Accepted Time:
- 2014-03-07 18:42:10
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1396440 | Main Street Capital Corp | MAIN | () | 412230745 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1414108 | L. David Magdol | 1300 Post Oak Blvd. Ste. 800 Houston TX 77056 | Chief Invest. Officer And Smd | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2014-02-14 | 170 | $34.67 | 230,404 | No | 5 | P | Direct | |
Common Stock | Acquisiton | 2014-02-14 | 26 | $34.67 | 230,429 | No | 5 | P | Direct | |
Common Stock | Disposition | 2014-03-06 | 50,000 | $34.24 | 50,000 | No | 4 | S | Indirect | HODD, LLC |
Common Stock | Disposition | 2014-03-07 | 50,000 | $34.00 | 0 | No | 4 | S | Indirect | HODD, LLC |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 5 | P | Direct | |
No | 5 | P | Direct | |
No | 4 | S | Indirect | HODD, LLC |
No | 4 | S | Indirect | HODD, LLC |
Footnotes
- The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from 34.05 to 34.57, inclusive. The reporting person undertakes to provide to Main Street Capital Corporation, any of its security holders, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2) and (3) to this Form 4.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from 33.86 to 34.44, inclusive.