Filing Details

Accession Number:
0001181431-14-011697
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-03-07 18:02:32
Reporting Period:
2014-03-05
Filing Date:
2014-03-07
Accepted Time:
2014-03-07 18:02:32
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1413898 A. H. Belo Corp AHC Newspapers: Publishing Or Publishing & Printing (2711) 383765318
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1582135 Robert Mong 508 Young Street
Dallas TX 75202
Editor, Thedallas Morning News No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Series B Common Stock Acquisiton 2014-03-05 7,500 $6.60 7,500 No 4 M Direct
Series B Common Stock Disposition 2014-03-05 7,500 $0.00 0 No 4 C Direct
Series A Common Stock Acquisiton 2014-03-05 7,500 $0.00 23,302 No 4 C Direct
Series B Common Stock Acquisiton 2014-03-05 7,500 $2.05 7,500 No 4 M Direct
Series B Common Stock Disposition 2014-03-05 7,500 $0.00 0 No 4 C Direct
Series A Common Stock Acquisiton 2014-03-05 7,500 $0.00 30,802 No 4 C Direct
Series A Common Stock Disposition 2014-03-05 15,000 $12.46 15,802 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 C Direct
No 4 C Direct
No 4 M Direct
No 4 C Direct
No 4 C Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Series B Common Stock Employee Stock Option (Right to Buy) Disposition 2014-03-05 7,500 $0.00 7,500 $6.60
Series B Common Stock Employee Stock Option (Right to Buy) Disposition 2014-03-05 7,500 $0.00 7,500 $2.05
Series A Common Stock Restricted Stock Units (Time-Based) Acquisiton 2014-03-06 2,071 $0.00 2,071 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
9,320 2011-07-23 2018-07-23 No 4 M Direct
4,500 2011-12-03 2018-12-03 No 4 M Direct
2,071 No 4 A Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Series A Common Stock 3,636 Indirect By 401(k) Account
Footnotes
  1. Series B Common Stock is converted into Series A Common Stock upon transfer to other than a "Permitted Transferee" as defined in A. H. Belo Corporation's Certificate of Incorporation.
  2. No consideration; converted on a share-for-share basis.
  3. This transaction was executed in multiple trades at prices ranging from $12.31 to $12.70 per share. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
  4. Held by the A. H. Belo Savings Plan as of the date of this report.
  5. Each time-based restricted stock unit (TBRSU) represents a contingent right to receive the value of one share of A. H. Belo Corporation Series A Common Stock. TBRSUs are valued as of the date of vesting and are paid 60% in shares of A. H. Belo Corporation Series A Common Stock and 40% in cash.
  6. These TBRSUs vest as follows: 40% on the third trading day following the annual earnings release date for the fiscal year ending December 31, 2014; 30% on the third trading day following the annual earnings release date for each of the fiscal years ending December 31, 2015 and 2016, respectively. Each tranche is settled within 10 business days after vesting.