Filing Details
- Accession Number:
- 0001181431-14-011697
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-03-07 18:02:32
- Reporting Period:
- 2014-03-05
- Filing Date:
- 2014-03-07
- Accepted Time:
- 2014-03-07 18:02:32
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1413898 | A. H. Belo Corp | AHC | Newspapers: Publishing Or Publishing & Printing (2711) | 383765318 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1582135 | Robert Mong | 508 Young Street Dallas TX 75202 | Editor, Thedallas Morning News | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Series B Common Stock | Acquisiton | 2014-03-05 | 7,500 | $6.60 | 7,500 | No | 4 | M | Direct | |
Series B Common Stock | Disposition | 2014-03-05 | 7,500 | $0.00 | 0 | No | 4 | C | Direct | |
Series A Common Stock | Acquisiton | 2014-03-05 | 7,500 | $0.00 | 23,302 | No | 4 | C | Direct | |
Series B Common Stock | Acquisiton | 2014-03-05 | 7,500 | $2.05 | 7,500 | No | 4 | M | Direct | |
Series B Common Stock | Disposition | 2014-03-05 | 7,500 | $0.00 | 0 | No | 4 | C | Direct | |
Series A Common Stock | Acquisiton | 2014-03-05 | 7,500 | $0.00 | 30,802 | No | 4 | C | Direct | |
Series A Common Stock | Disposition | 2014-03-05 | 15,000 | $12.46 | 15,802 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | C | Direct | |
No | 4 | C | Direct | |
No | 4 | M | Direct | |
No | 4 | C | Direct | |
No | 4 | C | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Series B Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2014-03-05 | 7,500 | $0.00 | 7,500 | $6.60 |
Series B Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2014-03-05 | 7,500 | $0.00 | 7,500 | $2.05 |
Series A Common Stock | Restricted Stock Units (Time-Based) | Acquisiton | 2014-03-06 | 2,071 | $0.00 | 2,071 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
9,320 | 2011-07-23 | 2018-07-23 | No | 4 | M | Direct |
4,500 | 2011-12-03 | 2018-12-03 | No | 4 | M | Direct |
2,071 | No | 4 | A | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Series A Common Stock | 3,636 | Indirect | By 401(k) Account |
Footnotes
- Series B Common Stock is converted into Series A Common Stock upon transfer to other than a "Permitted Transferee" as defined in A. H. Belo Corporation's Certificate of Incorporation.
- No consideration; converted on a share-for-share basis.
- This transaction was executed in multiple trades at prices ranging from $12.31 to $12.70 per share. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- Held by the A. H. Belo Savings Plan as of the date of this report.
- Each time-based restricted stock unit (TBRSU) represents a contingent right to receive the value of one share of A. H. Belo Corporation Series A Common Stock. TBRSUs are valued as of the date of vesting and are paid 60% in shares of A. H. Belo Corporation Series A Common Stock and 40% in cash.
- These TBRSUs vest as follows: 40% on the third trading day following the annual earnings release date for the fiscal year ending December 31, 2014; 30% on the third trading day following the annual earnings release date for each of the fiscal years ending December 31, 2015 and 2016, respectively. Each tranche is settled within 10 business days after vesting.