Filing Details
- Accession Number:
- 0001441634-14-000014
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-03-07 17:58:18
- Reporting Period:
- 2014-03-05
- Filing Date:
- 2014-03-07
- Accepted Time:
- 2014-03-07 17:58:18
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1441634 | Avago Technologies Ltd | AVGO | Semiconductors & Related Devices (3674) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1215805 | James Diller | C/O Avago Technologies U.s. Inc. 350 West Trimble Road San Jose CA 95131 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Ordinary Shares | Disposition | 2014-03-05 | 30,000 | $63.84 | 74,618 | No | 4 | S | Indirect | By Trust |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | By Trust |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Ordinary Shares | 38,699 | Indirect | By Trust |
Ordinary Shares | 6,683 | Indirect | By Trust |
Ordinary Shares | 3,285 | Direct |
Footnotes
- Transaction executed in multiple trades at prices ranging from $63.51 to $64.20 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
- Shares held by the James V Diller and June P Diller, TTEES, UA 7/20/77 James & June Diller Trust for which the reporting person serves as Trustee.
- Shares held by the June P. Diller Annuity Trust-2010B dated May 10, 2010, for which the Reporting Person serves as Trustee.
- Shares held by the James V. Diller Annuity Trust-2010B dated May 10, 2010, for which the Reporting Person serves as Trustee.
- Restricted share units.