Filing Details
- Accession Number:
- 0001140361-14-011784
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-03-07 17:51:42
- Reporting Period:
- 2014-03-05
- Filing Date:
- 2014-03-07
- Accepted Time:
- 2014-03-07 17:51:42
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 823094 | Sothebys | BID | Services-Business Services, Nec (7389) | 382478409 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1248066 | Mitchell Zuckerman | 1334 York Avenue New York NY 10021 | Evp,Global Auction Transaction | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2014-03-05 | 5,104 | $0.00 | 16,298 | No | 4 | A | Direct | |
| Common Stock | Disposition | 2014-03-05 | 2,106 | $0.00 | 14,192 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2014-03-06 | 1,500 | $47.27 | 12,692 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | A | Direct | |
| No | 4 | F | Direct | |
| No | 4 | S | Direct |
Footnotes
- Performance share units that have vested and are settled in common stock as a result of the fulfillment of all or partial pre-tax earnings target.
- Not Applicable
- The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $47.27 to $47.28, inclusive. If requested, the reporting person will supply the SEC, the Issuer or a security holder of Issuer full details regarding the number of shares sold at each separate price.
Billionaire Hedge Funds
