Filing Details
- Accession Number:
- 0001127602-14-010768
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-03-07 17:47:28
- Reporting Period:
- 2014-03-06
- Filing Date:
- 2014-03-07
- Accepted Time:
- 2014-03-07 17:47:28
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1145197 | Insulet Corp | PODD | Surgical & Medical Instruments & Apparatus (3841) | 043523891 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1395783 | Anthony R Diehl | C/O Insulet Corporation 9 Oak Park Drive Bedford MA 01730 | Secretary And General Counsel | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2014-03-06 | 1,125 | $17.49 | 68,149 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2014-03-06 | 930 | $19.14 | 69,079 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2014-03-06 | 1,625 | $23.40 | 70,704 | No | 4 | M | Direct | |
Common Stock | Disposition | 2014-03-06 | 8,200 | $49.09 | 62,504 | No | 4 | S | Direct | |
Common Stock | Disposition | 2014-03-06 | 4,258 | $49.63 | 58,246 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2014-03-06 | 1,125 | $0.00 | 1,125 | $17.49 |
Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2014-03-06 | 930 | $0.00 | 930 | $19.14 |
Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2014-03-06 | 1,625 | $0.00 | 1,625 | $23.40 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
6,899 | 2021-03-01 | No | 4 | M | Direct | |
11,570 | 2022-04-01 | No | 4 | M | Direct | |
4,875 | 2023-03-01 | No | 4 | M | Direct |
Footnotes
- Includes 15,000 restricted stock units granted on April 1, 2012 which vest one-third of the total units on April 1, 2014, one-third of the total units on April 1, 2015 and one-third of the total units on April 1, 2016; 9,375 restricted stock units granted on March 1, 2013 which vest one-third of the total units on March 1, 2015, one-third of the total units on March 1, 2016 and one-third of the total units on March 1, 2017; 8,000 performance share units granted on March 1, 2013, which vest one-half of the total units on March 1, 2015 and one-half of the total units on March 1, 2016; and 8,000 restricted stock units granted on March 3, 2014 which vest one-third of the total units on March 3, 2015, one-third of the total units on March 3, 2016, and one-third of the total units on March 3, 2017. Vested shares will be delivered to the reporting person as soon as practicable following a vesting date.
- Includes an aggregate of 1,249 shares acquired under the Insulet Corporation 2007 Employee Stock Purchase Plan on the following dates: 400 shares acquired on December 31, 2007; and 849 shares acquired on June 30, 2008.
- The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 26, 2013.
- The price reported represents the weighted average sale price of the shares sold. The shares were sold at varying prices in the range of $48.54 to $49.54. The Reporting Person hereby undertakes, upon request of the Staff of the U.S. Securities Exchange Commission, the Issuer or a security holder of the Issuer, to provide full informaiton regarding the number of shares sold at each separate price.
- The price reported represents the weighted average sale price of the shares sold. The shares were sold at varying prices in the range of $49.5450 to $50.06. The Reporting Person hereby undertakes, upon request of the Staff of the U.S. Securities Exchange Commission, the Issuer or a security holder of the Issuer, to provide full informaiton regarding the number of shares sold at each separate price.
- This option is subject to a four-year vesting period, with 25% of the total award vesting one year after the grant date and the remainder vesting in equal quarterly installments each quarter thereafter for 12 quarters, subject to continued employment.