Filing Details

Accession Number:
0001209191-14-018452
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-03-07 17:46:51
Reporting Period:
2014-03-05
Filing Date:
2014-03-07
Accepted Time:
2014-03-07 17:46:51
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1363851 Catamaran Corp SXCI Insurance Agents, Brokers & Service (6411) 980167449
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1406625 John Romza 1600 Mcconnor Parkway
Schaumburg IL 60173
Chief Tech Officer & Evp No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Share Acquisiton 2014-03-05 6,000 $44.70 200,942 No 4 A Direct
Common Share Acquisiton 2014-03-05 6,000 $44.70 206,942 No 4 A Direct
Common Share Acquisiton 2014-03-06 1,500 $44.62 208,442 No 4 M Direct
Common Share Acquisiton 2014-03-06 847 $44.62 209,289 No 4 M Direct
Common Share Disposition 2014-03-07 644 $44.52 208,645 No 4 S Direct
Common Share Disposition 2014-03-07 319 $44.52 208,326 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 A Direct
No 4 A Direct
No 4 M Direct
No 4 M Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Share Restricted stock unit Disposition 2014-03-06 1,500 $0.00 1,500 $0.00
Common Share Restricted stock unit Disposition 2014-03-06 847 $0.00 847 $0.00
Common Share Restricted stock unit Acquisiton 2014-03-05 3,052 $0.00 3,052 $0.00
Common Share Restricted stock unit Acquisiton 2014-03-05 1,664 $0.00 1,664 $0.00
Common Share Stock option (nonqualified) Acquisiton 2014-03-05 7,624 $0.00 7,624 $44.70
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
15,000 No 4 M Direct
9,323 No 4 M Direct
3,052 No 4 A Direct
1,664 No 4 A Direct
7,624 2021-03-05 No 4 A Direct
Footnotes
  1. Settlement of shares for vesting of performance-based restricted stock units granted on 3/9/11.
  2. Vesting of restricted stock units
  3. Shares sold to cover tax obligation related to restricted stock unit vesting.
  4. This restricted stock unit was granted on 03/06/12 and vests in one-quarter increments on each grant date anniversary.
  5. This option was granted 3/06/13 and vests in one-fourth increments on each grant date anniversay.
  6. This restricted stock unit was granted on 03/05/14 and vests in one-quarater increments on each grant date anniversary.
  7. This restricted stock unit was granted on 03/05/14 and vests in one-half increments on each grant date anniversary.
  8. This option was granted 3/5/14 and vests in one-fourth increments on each grant date anniversay.