Filing Details
- Accession Number:
- 0001179110-14-004749
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-03-07 16:50:40
- Reporting Period:
- 2014-03-06
- Filing Date:
- 2014-03-07
- Accepted Time:
- 2014-03-07 16:50:40
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1235468 | Liquidity Services Inc | LQDT | Services-Business Services, Nec (7389) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1568819 | Leoncio Segundo Casusol | C/O Liquidity Services, Inc. 1920 L Street, N.w., 6Th Floor Washington DC 20036 | Chief Information Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2014-03-06 | 12,278 | $26.53 | 7,500 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Grant | $21.99 | 2023-10-01 | 3,729 | 3,729 | Direct | |
| Common Stock | Employee Stock Grant | $21.99 | 2023-10-01 | 3,729 | 3,729 | Direct | |
| Common Stock | Employee Stock Option | $21.99 | 2023-10-01 | 7,900 | 7,900 | Direct | |
| Common Stock | Employee Stock Option | $21.99 | 2023-10-01 | 7,899 | 7,899 | Direct | |
| Common Stock | Employee Stock Grant | $41.13 | 2023-01-01 | 36,835 | 36,835 | Direct | |
| Common Stock | Employee Stock Grant | $41.13 | 2023-10-01 | 49,113 | 49,113 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2023-10-01 | 3,729 | 3,729 | Direct |
| 2023-10-01 | 3,729 | 3,729 | Direct |
| 2023-10-01 | 7,900 | 7,900 | Direct |
| 2023-10-01 | 7,899 | 7,899 | Direct |
| 2023-01-01 | 36,835 | 36,835 | Direct |
| 2023-10-01 | 49,113 | 49,113 | Direct |
Footnotes
- Mr. Casusol acquired 7,500 shares of Common Stock prior to his employment with the Issuer as part of his personal investment portfolio.
- Twenty-five percent of this restricted stock grant will vest on October 1, 2014 and thereafter 1/4th of the restricted stock grant will vest on October 1 of each year for three years.
- These restricted shares will vest, if at all, based on the Issuer's achievement of certain financial milestones.
- Twenty-five percent of this option grant will vest on October 1, 2014 and thereafter 1/48th of the option grant will vest each month for thirty-six months.
- This option becomes exercisable, if at all, based on the Issuer's achievement of certain financial milestones.
- Twenty-five percent of this restricted stock grant will vest on January 1, 2014 and thereafter 1/4th of the restricted stock grant will vest on January 1 of each year for three years.
- These restricted shares will vest, if at all, based on the Issuer's achievement of certain financial milestones.
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