Filing Details
- Accession Number:
- 0001225208-14-007767
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-03-07 16:31:50
- Reporting Period:
- 2014-03-05
- Filing Date:
- 2014-03-07
- Accepted Time:
- 2014-03-07 16:31:50
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1133421 | Northrop Grumman Corp | NOC | Search, Detection, Navagation, Guidance, Aeronautical Sys (3812) | 800640649 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1425725 | A Linda Mills | 2980 Fairview Park Drive Falls Church VA 22042 | Corp. Vp, Operations | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2014-03-05 | 70,000 | $54.46 | 82,614 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-03-05 | 12,614 | $0.00 | 70,000 | No | 4 | J | Direct | |
| Common Stock | Disposition | 2014-03-05 | 59,736 | $123.98 | 10,264 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2014-03-05 | 12,614 | $0.00 | 83,029 | No | 4 | J | Indirect | Linda Anne Mills Living Trust |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | J | Direct | |
| No | 4 | S | Direct | |
| No | 4 | J | Indirect | Linda Anne Mills Living Trust |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right-to-buy) | Disposition | 2014-03-05 | 70,000 | $0.00 | 70,000 | $54.46 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 64,204 | 2017-02-16 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 0 | Indirect | Held in Northrop Grumman Savings & Investment Plan |
Footnotes
- Transfer of shares to trust.
- Represents the weighted average sale price of $123.98 rounded to the nearest hundredth. The highest price at which the shares were sold was $124.58 and the lowest price at which the shares were sold was $123.09. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote in this Form 4.
- The option is fully exercisable.
Billionaire Hedge Funds
