Filing Details

Accession Number:
0001181431-14-011587
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-03-07 16:14:09
Reporting Period:
2014-03-05
Filing Date:
2014-03-07
Accepted Time:
2014-03-07 16:14:09
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1303652 Tableau Software Inc DATA Services-Prepackaged Software (7372) 470945740
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1219855 James M Barrett 1954 Greenspring Drive
Suite 600
Timonium MD 21093
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Disposition 2014-03-05 17,425 $95.50 0 No 4 S Direct
Class A Common Stock Disposition 2014-03-05 8,712 $95.50 0 No 4 S Indirect See Note 1
Class A Common Stock Disposition 2014-03-05 3,673 $95.50 0 No 4 S Indirect See Note 2
Class A Common Stock Disposition 2014-03-05 5,039 $95.50 0 No 4 S Indirect See Note 3
Class A Common Stock Disposition 2014-03-06 20,152 $94.32 88,472 No 4 S Indirect See Note 4
Class A Common Stock Disposition 2014-03-06 22,146 $95.42 66,326 No 4 S Indirect See Note 4
Class A Common Stock Disposition 2014-03-06 7,702 $96.13 58,624 No 4 S Indirect See Note 4
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Indirect See Note 1
No 4 S Indirect See Note 2
No 4 S Indirect See Note 3
No 4 S Indirect See Note 4
No 4 S Indirect See Note 4
No 4 S Indirect See Note 4
Footnotes
  1. The shares are directly held by the Barrett 2006 Family Trust. The Reporting Person disclaims beneficial ownership within the meaning of Section 16 of the 1934 Act, as amended, or otherwise of the such portion of the shares of Class A Common Stock of the Issuer held by the Barrett 2006 Family Trust in which the Reporting Person has no pecuniary interest.
  2. The shares are directly held by the April P. Barrett Grandchildren's Trust (the "Grandchildren's Trust"). The Reporting Person disclaims beneficial ownership within the meaning of Section 16 of the 1934 Act, as amended, or otherwise of such portion of the shares of Class A Common Stock of the Issuer held by the Grandchildren's Trust in which the Reporting Person has no pecuniary interest.
  3. The Reporting Person is the trustee of the Radhika Barrett Trust (the "Radhika Barrett Trust"), which is the direct beneficial owner of the shares. The Reporting Person disclaims beneficial ownership within the meaning of Section 16 of the 1934 Act, as amended, or otherwise of such portion of the shares of Class A Common Stock of the Issuer held by the Radhika Barrett Trust in which the Reporting Person has no pecuniary interest.
  4. The Reporting Person is a member of the Board of Directors of New Enterprise Associates LLC ("NEA LLC") which is the direct beneficial owner of the shares of Class A Common Stock of the Issuer. The Reporting Person disclaims beneficial ownership within the meaning of Section 16 of the 1934 Act, as amended, or otherwise of such portion of the shares of Class A Common Stock of the Issuer held by NEA LLC in which the Reporting Person has no pecuniary interest.
  5. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $94 to $94.80, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (5) to this Form 4.
  6. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $95 to $95.99, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (6) to this Form 4.
  7. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $96 to $96.56, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (7) to this Form 4.