Filing Details
- Accession Number:
- 0001181431-14-011509
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-03-07 11:58:30
- Reporting Period:
- 2014-03-05
- Filing Date:
- 2014-03-07
- Accepted Time:
- 2014-03-07 11:58:30
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 798354 | Fiserv Inc | FISV | Services-Computer Processing & Data Preparation (7374) | 391506125 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1235116 | C Thomas Wertheimer | 255 Fiserv Drive Brookfield WI 53045 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2014-03-05 | 918 | $17.40 | 5,912 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2014-03-05 | 27,586 | $17.40 | 33,498 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-03-05 | 17,499 | $58.65 | 15,999 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (right to buy) | Disposition | 2014-03-05 | 918 | $0.00 | 918 | $17.40 |
| Common Stock | Stock Option (right to buy) | Disposition | 2014-03-05 | 27,586 | $0.00 | 27,586 | $17.40 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2005-04-06 | 2014-04-06 | No | 4 | M | Direct |
| 0 | 2005-04-06 | 2014-04-06 | No | 4 | M | Direct |
Footnotes
- This transaction was executed in multiple trades at prices ranging from $58.64 to $58.71. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- The option vested in 5 equal annual installments beginning April 6, 2005 and is due to expire April 6, 2014.
Billionaire Hedge Funds
