Filing Details

Accession Number:
0001140361-14-011545
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-03-06 20:28:22
Reporting Period:
2014-03-04
Filing Date:
2014-03-06
Accepted Time:
2014-03-06 20:28:22
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1389050 Exterran Holdings Inc. EXH Services-Equipment Rental & Leasing, Nec (7359) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1537690 Edward Robert Rice 16666 Northchase Drive
Houston TX 77060
Svp-Head Of Business Division No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2014-03-04 4,341 $0.00 29,786 No 4 A Direct
Common Stock Disposition 2014-03-04 2,139 $41.18 27,647 No 4 F Direct
Common Stock Acquisiton 2014-03-04 711 $36.86 28,358 No 4 M Direct
Common Stock Acquisiton 2014-03-04 9,463 $14.36 37,821 No 4 M Direct
Common Stock Disposition 2014-03-04 19,174 $40.75 18,647 No 4 S Direct
Common Stock Disposition 2014-03-06 1,131 $40.71 17,516 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 A Direct
No 4 F Direct
No 4 M Direct
No 4 M Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (Right to Buy) Acquisiton 2014-03-04 12,353 $0.00 12,353 $0.00
Common Stock Stock Option (Right to Buy) Disposition 2014-03-04 711 $0.00 711 $36.86
Common Stock Stock Option (Right to Buy) Disposition 2016-03-04 9,463 $0.00 9,463 $14.36
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
12,353 2021-03-04 No 4 A Direct
0 2015-07-08 No 4 M Direct
21,049 2019-03-04 No 4 M Direct
Footnotes
  1. This award represents a grant of restricted stock under the Exterran Holdings, Inc. 2013 Stock Incentive Plan and vests over a three-year period at the rate of one-third per year beginning on the first anniversary of the date of grant. Vesting is subject to acceleration due to a qualifying change of control and termination without Cause by the Company or Good Reason by the reporting person. Any unvested portion of this award will be forfeited upon termination of service or employment, unless the termination is due to death or disability.
  2. Issuer withheld the maximum allowable shares to satisfy the tax withholding obligations associated with the vesting of restricted shares.
  3. These transactions were executed in accordance with a Rule 10b5-1 trading plan adopted by the reporting person on June 13, 2013.
  4. This award represents a grant of stock options under the Exterran Holdings, Inc. 2013 Stock Incentive Plan and vests over a three-year period at the rate of one-third per year beginning on the first anniversary of the date of grant and on each successive anniversary of the initial date of grant. Vesting is subject to acceleration due to a qualifying change of control and termination without Cause by the Company or Good Reason by the Reporting Person. Any unvested portion of this award will be forfeited upon termination of service or employment, unless the termination is due to death, disability or retirement.
  5. This is in respect to options that were granted under the Hanover Compressor Company 2003 Stock Incentive Plan and are fully vested.
  6. This is in respect to options that were granted under the Exterran Holdings, Inc. Amended and Restated 2007 Stock Incentive Plan and are fully vested.
  7. The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $40.31 to $41.35, inclusive.
  8. The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $40.28 to $41, inclusive.