Home > Insider Trading > Filing (0001181431-14-011401)

Filing Details

Accession Number:: 0001181431-14-011401
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2014-03-06 19:30:50
Reporting Period:: 2014-03-04

Filing Date:: 2014-03-06
Accepted Time:: 2014-03-06 19:30:50
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
880631	Wisdomtree Investments Inc.	WETF	Security Brokers, Dealers & Flotation Companies (6211)	133487784

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
315246	H Michael Steinhardt	712 Fifth Avenue 34Th Floor New York NY 10019		Yes	No	Yes	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Disposition	2014-03-04	376,739	$15.63	16,502,910	No	4	S	Direct
Common Stock	Disposition	2014-03-05	23,000	$15.76	16,479,910	No	4	S	Direct
Common Stock	Disposition	2014-03-05	171,000	$15.96	329,000	No	4	S	Indirect	By The Judy and Michael Steinhardt Foundation
Common Stock	Disposition	2014-03-06	123,600	$16.02	205,400	No	4	S	Indirect	By The Judy and Michael Steinhardt Foundation

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Direct
No	4	S	Direct
No	4	S	Indirect	By The Judy and Michael Steinhardt Foundation
No	4	S	Indirect	By The Judy and Michael Steinhardt Foundation

Footnotes

The price included in Column 4 is an average weighted price. These shares were sold in multiple transactions at prices ranging from $15.35 to $15.82, inclusive. The reporting person undertakes to provide to WisdomTree Investments, Inc., any security holder of WisdomTree Investments, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4.
The price included in Column 4 is an average weighted price. These shares were sold in multiple transactions at prices ranging from $15.73 to $15.79, inclusive. The reporting person undertakes to provide to WisdomTree Investments, Inc., any security holder of WisdomTree Investments, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2) to this Form 4.
The price included in Column 4 is an average weighted price. These shares were sold in multiple transactions at prices ranging from $15.80 to $16.05, inclusive. The reporting person undertakes to provide to WisdomTree Investments, Inc., any security holder of WisdomTree Investments, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (3) to this Form 4.
The reporting person disclaims beneficial ownership of these securities and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or otherwise.
The price included in Column 4 is an average weighted price. These shares were sold in multiple transactions at prices ranging from $15.91 to $16.07, inclusive. The reporting person undertakes to provide to WisdomTree Investments, Inc., any security holder of WisdomTree Investments, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (5) to this Form 4.