Filing Details
- Accession Number:
- 0001181431-14-011382
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-03-06 18:59:30
- Reporting Period:
- 2014-03-04
- Filing Date:
- 2014-03-06
- Accepted Time:
- 2014-03-06 18:59:30
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1056903 | American States Water Co | AWR | Water Supply (4941) | 954676679 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1223915 | Gladys Farrow | 3825 Canfield Road Pasadena CA 91107 | Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Shares | Acquisiton | 2014-03-03 | 38 | $30.02 | 6,835 | No | 4 | A | Direct | |
Common Shares | Disposition | 2014-03-04 | 589 | $30.02 | 6,246 | No | 4 | F | Direct | |
Common Shares | Disposition | 2014-03-04 | 1,208 | $30.86 | 5,038 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | A | Direct | |
No | 4 | F | Direct | |
No | 4 | S | Direct |
Footnotes
- DER units credited on 3/3/2014 as dividend at FMV
- 1465 previously reported RSU's of which 589.3075 were withheld to satisfy tax withholding