Filing Details
- Accession Number:
- 0001140361-14-011529
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-03-06 18:49:37
- Reporting Period:
- 2014-03-04
- Filing Date:
- 2014-03-06
- Accepted Time:
- 2014-03-06 18:49:37
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1389050 | Exterran Holdings Inc. | EXH | Services-Equipment Rental & Leasing, Nec (7359) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1334097 | R Kenneth Bickett | 16666 Northchase Drive Houston TX 77060 | Vp - Controller | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2014-03-04 | 3,825 | $0.00 | 24,997 | No | 4 | A | Direct | |
Common Stock | Disposition | 2014-03-04 | 2,157 | $41.18 | 22,840 | No | 4 | F | Direct | |
Common Stock | Acquisiton | 2014-03-04 | 9,813 | $22.75 | 32,653 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2014-03-04 | 13,698 | $16.14 | 46,351 | No | 4 | M | Direct | |
Common Stock | Disposition | 2014-03-04 | 23,511 | $40.84 | 22,840 | No | 4 | S | Direct | |
Common Stock | Disposition | 2014-03-06 | 1,183 | $40.73 | 21,657 | No | 4 | S | Direct | |
Common Stock | Disposition | 2014-03-06 | 6,989 | $40.67 | 14,688 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | A | Direct | |
No | 4 | F | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option (Right to Buy) | Disposition | 2014-03-04 | 9,813 | $0.00 | 9,813 | $22.75 |
Common Stock | Stock Option (Right to Buy) | Disposition | 2014-03-04 | 13,698 | $0.00 | 13,698 | $16.14 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2017-02-28 | No | 4 | M | Direct | |
0 | 2016-03-04 | No | 4 | M | Direct |
Footnotes
- This award represents a grant of restricted stock under the Exterran Holdings, Inc. 2013 Stock Incentive Plan and vests over a three-year period at the rate of one-third per year beginning on the first anniversary of the date of grant and on each successive anniversary of the initial date of grant. Vesting is subject to acceleration due to a qualifying change of control and termination without Cause by the Company or for Good Reason by the reporting person. Any unvested portion of this award will be forfeited upon termination of service or employment, unless the termination is due to death or disability.
- Issuer withheld the maximum allowable shares to satisfy the tax withholding obligations associated with the vesting of restricted shares.
- This is in respect to options granted under the Exterran Holdings, Inc. Amended and Restated 2007 Stock Incentive Plan, as amended, which vested over a three year period and were fully vested as of March 4, 2013.
- This is in respect to options granted under the Exterran Holdings, Inc. Amended and Restated 2007 Stock Incentive Plan, as amended, which vested over a three year period and were fully vested as of March 4, 2012.
- These transactions were executed in accordance with a Rule 10b5-1 trading plan adopted by the reporting person on September 13, 2012.
- The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $40.36 to $41.35, inclusive.
- The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $40.55 to $40.78, inclusive.