Filing Details

Accession Number:
0001140361-14-011529
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-03-06 18:49:37
Reporting Period:
2014-03-04
Filing Date:
2014-03-06
Accepted Time:
2014-03-06 18:49:37
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1389050 Exterran Holdings Inc. EXH Services-Equipment Rental & Leasing, Nec (7359) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1334097 R Kenneth Bickett 16666 Northchase Drive
Houston TX 77060
Vp - Controller No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2014-03-04 3,825 $0.00 24,997 No 4 A Direct
Common Stock Disposition 2014-03-04 2,157 $41.18 22,840 No 4 F Direct
Common Stock Acquisiton 2014-03-04 9,813 $22.75 32,653 No 4 M Direct
Common Stock Acquisiton 2014-03-04 13,698 $16.14 46,351 No 4 M Direct
Common Stock Disposition 2014-03-04 23,511 $40.84 22,840 No 4 S Direct
Common Stock Disposition 2014-03-06 1,183 $40.73 21,657 No 4 S Direct
Common Stock Disposition 2014-03-06 6,989 $40.67 14,688 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 A Direct
No 4 F Direct
No 4 M Direct
No 4 M Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (Right to Buy) Disposition 2014-03-04 9,813 $0.00 9,813 $22.75
Common Stock Stock Option (Right to Buy) Disposition 2014-03-04 13,698 $0.00 13,698 $16.14
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2017-02-28 No 4 M Direct
0 2016-03-04 No 4 M Direct
Footnotes
  1. This award represents a grant of restricted stock under the Exterran Holdings, Inc. 2013 Stock Incentive Plan and vests over a three-year period at the rate of one-third per year beginning on the first anniversary of the date of grant and on each successive anniversary of the initial date of grant. Vesting is subject to acceleration due to a qualifying change of control and termination without Cause by the Company or for Good Reason by the reporting person. Any unvested portion of this award will be forfeited upon termination of service or employment, unless the termination is due to death or disability.
  2. Issuer withheld the maximum allowable shares to satisfy the tax withholding obligations associated with the vesting of restricted shares.
  3. This is in respect to options granted under the Exterran Holdings, Inc. Amended and Restated 2007 Stock Incentive Plan, as amended, which vested over a three year period and were fully vested as of March 4, 2013.
  4. This is in respect to options granted under the Exterran Holdings, Inc. Amended and Restated 2007 Stock Incentive Plan, as amended, which vested over a three year period and were fully vested as of March 4, 2012.
  5. These transactions were executed in accordance with a Rule 10b5-1 trading plan adopted by the reporting person on September 13, 2012.
  6. The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $40.36 to $41.35, inclusive.
  7. The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $40.55 to $40.78, inclusive.