Filing Details
- Accession Number:
- 0001181431-14-011358
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-03-06 18:49:21
- Reporting Period:
- 2014-03-04
- Filing Date:
- 2014-03-06
- Accepted Time:
- 2014-03-06 18:49:21
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1561387 | Health Insurance Innovations Inc. | HIIQ | Insurance Agents, Brokers & Service (6411) | 461282634 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1569131 | Lori Kosloske | 15438 N. Florida Avenue Suite 201 Tampa FL 33613 | No | No | Yes | Yes | |
1569146 | W Michael Kosloske | 15438 N. Florida Avenue Suite 201 Tampa FL 33613 | Chairman, President And Ceo | Yes | Yes | Yes | No |
1571685 | Health Plan Intermediaries Sub, Llc | 15438 N. Florida Avenue Suite 201 Tampa FL 33613 | No | No | Yes | No | |
1571686 | Health Plan Intermediaires, Llc | 15438 N. Florida Avenue Suite 201 Tampa FL 33613 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Disposition | 2014-03-04 | 5,115 | $12.23 | 67,260 | No | 4 | S | Direct | |
Class A Common Stock | Disposition | 2014-03-05 | 4,304 | $12.23 | 62,956 | No | 4 | S | Direct | |
Class A Common Stock | Disposition | 2014-03-06 | 5,056 | $12.08 | 57,900 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Class A Common Stock | 8,900 | Indirect | see footnote |
Class A Common Stock | 8,566,667 | Indirect | see footnote |
Footnotes
- The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan, which was adopted by Mr. Kosloske on December 13, 2013.
- The price reported in Column 4 represents the weighted average price of multiple transactions with a range of prices between $11.94 to $12.38, inclusive. Mr. Kosloske undertakes to provide, upon request by the SEC, Health Insurance Innovations, Inc., or a security holder of Health Insurance Innovations, Inc. full information regarding the number of shares sold at each separate price within the range.
- The price reported in Column 4 represents the weighted average price of multiple transactions with a range of prices between $12.02 to $12.40, inclusive. Mr. Kosloske undertakes to provide, upon request by the SEC, Health Insurance Innovations, Inc., or a security holder of Health Insurance Innovations, Inc. full information regarding the number of shares sold at each separate price within the range.
- The price reported in Column 4 represents the weighted average price of multiple transactions with a range of prices between $11.85 to $12.29, inclusive. Mr. Kosloske undertakes to provide, upon request by the SEC, Health Insurance Innovations, Inc., or a security holder of Health Insurance Innovations, Inc. full information regarding the number of shares sold at each separate price within the range.
- By Lori Kosloske. Michael Kosloske and Lori Kosloske are husband and wife.
- This number of shares consists of 8,480,000 shares of Class B Common Stock held of record by Health Plan Intermediaries, LLC ("HPI") and 86,667 shares of Class B Common Stock held by Health Plan Intermediaries Sub, LLC ("HPIS"). Michael Kosloske ("MK") is the sole member and primary manager of HPI, and has sole voting and dispositive power over the shares held by HPI. HPI is the sole managing member of HPIS and has sole voting and dispositive power over the shares held by HPIS. MK, by virtue of his control of HPI and HPI's control of HPIS, may be deemed to beneficially own all the shares of Class B Common Stock held of record by each of HPI and HPIS. The shares of Class B Common Stock, together with the Series B Membership Interests of HPI, are exchangeable, at MK's election, for equal number of shares of Class A Common Stock. This exchange right has no expiration date.