Filing Details
- Accession Number:
- 0001140361-14-011526
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-03-06 18:45:23
- Reporting Period:
- 2014-03-04
- Filing Date:
- 2014-03-06
- Accepted Time:
- 2014-03-06 18:45:23
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1389050 | Exterran Holdings Inc. | EXH | Services-Equipment Rental & Leasing, Nec (7359) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1101864 | Donald Wayne | 16666 Northchase Drive Houston TX 77060 | Sr Vp, Gen Counsel & Secy | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2014-03-04 | 9,349 | $0.00 | 75,958 | No | 4 | A | Direct | |
| Common Stock | Disposition | 2014-03-04 | 6,825 | $0.00 | 69,133 | No | 4 | F | Direct | |
| Common Stock | Acquisiton | 2014-03-04 | 22,364 | $16.14 | 91,497 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2014-03-04 | 16,785 | $22.75 | 108,282 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-03-04 | 52,646 | $41.04 | 55,636 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | A | Direct | |
| No | 4 | F | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | Disposition | 2014-03-04 | 22,364 | $0.00 | 22,364 | $16.14 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2014-03-04 | 16,785 | $0.00 | 16,785 | $22.75 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2016-03-04 | No | 4 | M | Direct | |
| 0 | 2017-03-04 | No | 4 | M | Direct |
Footnotes
- This award represents a grant of restricted stock under the Exterran Holdings, Inc. 2013 Stock Incentive Plan and vests over a three-year period at the rate of one-third per year beginning on the first anniversary of the date of grant. Vesting is subject to acceleration due to a qualifying change of control and termination without Cause by the Company or Good Reason by the reporting person. Any unvested portion of this award will be forfeited upon termination of service or employment, unless the termination is due to death or disability.
- Issuer withheld the maximum allowable shares to satisfy the tax withholding obligations associated with the vesting of restricted shares.
- This represents a fully vested grant of stock options awarded under the Exterran Holdings, Inc. Amended and Restated 2007 Stock Incentive Plan.
- The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $41.00 to $41.35, inclusive.
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