Filing Details

Accession Number:
0001140361-14-011525
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-03-06 18:45:03
Reporting Period:
2014-03-04
Filing Date:
2014-03-06
Accepted Time:
2014-03-06 18:45:03
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1058811 Immersion Corp IMMR Computer Peripheral Equipment, Nec (3577) 943180138
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1411509 John Fichthorn 875 Third Avenue, 15Th Floor
New York NY 10022
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2014-03-04 94,452 $11.70 280,888 No 4 S Indirect Held Directly by Dialectic Antithesis Offshore, Ltd.
Common Stock Disposition 2014-03-05 44,103 $11.30 236,785 No 4 S Indirect Held Directly by Dialectic Antithesis Offshore, Ltd.
Common Stock Disposition 2014-03-04 7,037 $11.70 465,363 No 4 S Indirect Held Directly by Dialectic Offshore, Ltd.
Common Stock Disposition 2014-03-05 3,283 $11.31 462,080 No 4 S Indirect Held Directly by Dialectic Offshore, Ltd.
Common Stock Disposition 2014-03-04 11,064 $11.70 192,293 No 4 S Indirect Held Directly by Dialectic Capital Partners, LP
Common Stock Disposition 2014-03-05 5,162 $11.30 187,131 No 4 S Indirect Held Directly by Dialectic Capital Partners, LP
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect Held Directly by Dialectic Antithesis Offshore, Ltd.
No 4 S Indirect Held Directly by Dialectic Antithesis Offshore, Ltd.
No 4 S Indirect Held Directly by Dialectic Offshore, Ltd.
No 4 S Indirect Held Directly by Dialectic Offshore, Ltd.
No 4 S Indirect Held Directly by Dialectic Capital Partners, LP
No 4 S Indirect Held Directly by Dialectic Capital Partners, LP
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 24,750 Direct
Footnotes
  1. Represents the aggregate of sales effected on the same day at different prices.
  2. Represents the weighted average sales price per share. The shares sold at prices ranging from $11.4504 to $11.8715 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.
  3. Dialectic Capital Management, LLC ("Investment Manager") is the investment manager of Dialectic Antithesis Offshore, Ltd. and Dialectic Antithesis Partners, LP (together, the "Dialectic entities") and, as such, shares voting and dispositive power over the securities held by the Dialectic entities. The Investment Manager does not directly hold any securities of the Issuer. The Reporting Person is a managing member of the Investment Manager and shares such voting and dispositive power, but disclaims beneficial ownership of any of Issuer's securities in which he does not have a pecuniary interest or that he does not directly own.
  4. Represents the weighted average sales price per share. The shares sold at prices ranging from $11.2154 to $11.4138 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.