Filing Details
- Accession Number:
- 0000899681-14-000183
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-03-06 16:58:28
- Reporting Period:
- 2014-03-04
- Filing Date:
- 2014-03-06
- Accepted Time:
- 2014-03-06 16:58:28
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
907562 | Dyax Corp | DYAX | Services-Commercial Physical & Biological Research (8731) | 043053198 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1091925 | L Thomas Kempner | C/O Dyax Corp. 55 Network Drive Burlington MA 01803-2756 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2014-03-04 | 150,000 | $10.55 | 858,810 | No | 4 | S | Indirect | By Loeb Holding Corporation |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | By Loeb Holding Corporation |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 1,110,306 | Indirect | By Trust |
Common Stock | 53,764 | Indirect | By Loeb Investors Co. IX |
Common Stock | 5,021 | Indirect | By Spouse |
Common Stock | 28,041 | Direct |
Footnotes
- The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $10.39 to $10.69, inclusive. The reporting person undertakes to provide to Dyax Corp., any security holder of Dyax Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote 1.
- The reporting person is the Chairman, Chief Executive Officer, and also beneficial owner of a majority of the voting stock of Loeb Holding Corporation. The reporting person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.
- Shares held in trust, of which the reporting person is the trustee, for the benefit of the reporting person's brother's children, the reporting person's children, the reporting person's sister-in-law, and the reporting person. Includes 3,723 shares received by certain trusts on August 26, 2013 as a distribution from Pinpoint Partners Corporation ("PPC"), which has been dissolved. In prior reports, the reporting person reported beneficial ownership of 7,300 shares of PPC, which included the 3,723 shares referred to above. Except as set forth in footnote 5 below, the remainder of these 7,300 shares beneficially owned by PPC that were reported on the reporting person's last Form 4 are no longer reportable on this Form 4 as they are owned by third parties through individual accounts and therefore are no longer beneficially owned by the reporting person. The reporting person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.
- The reporting person is the Managing Partner of Loeb Investors Co. IX. The reporting person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.
- Includes 730 shares received by the reporting person on August 26, 2013 as a distribution from PPC, which has been dissolved. In prior reports, the reporting person reported beneficial ownership of 7,300 shares of PPC, which included the 730 shares referred to above. Except as set forth in footnote 3 above, the remainder of these 7,300 shares beneficially owned by PPC that were reported on the reporting person's last Form 4 are no longer reportable on this Form 4 as they are owned by third parties through individual accounts and therefore are no longer beneficially owned by the reporting person.