Filing Details

Accession Number:
0000950138-14-000253
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-03-06 16:45:30
Reporting Period:
2014-03-05
Filing Date:
2014-03-06
Accepted Time:
2014-03-06 16:45:30
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
890491 Barnes & Noble Inc BKS Retail-Miscellaneous Shopping Goods Stores (5940) 061196501
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1038870 S David Deason C/O Barnes &Amp; Noble, Inc.
122 Fifth Avenue
New York NY 10011
Vp B&N Development No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2014-03-05 10,000 $15.78 90,001 No 4 M Direct
Common Stock Disposition 2014-03-05 3,143 $20.20 86,858 No 4 S Direct
Common Stock Disposition 2014-03-05 6,857 $20.40 80,001 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (Right to Buy) Disposition 2014-03-05 10,000 $0.00 10,000 $15.78
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
30,000 2013-11-15 2021-11-14 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 922 Indirect By 401(k) Plan
Footnotes
  1. Holdings under the Barnes & Noble, Inc. 401(k) Plan are reported in units. Therefore, the securities set forth in Column 5 of Table I are units. The number of units reported herein are based on a plan statement dated as of December 31, 2013. The Barnes & Noble, Inc. 401(k) Plan accounts for interests in the Barnes & Noble, Inc. Stock Fund in units consisting of shares of Barnes & Noble, Inc. common stock and a liquidity component. As a result, the number of underlying shares may fluctuate from time to time.