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Home > Insider Trading > Filing (0001140361-14-011401)

Filing Details

Accession Number:: 0001140361-14-011401
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2014-03-06 14:50:14
Reporting Period:: 2014-03-04

Filing Date:: 2014-03-06
Accepted Time:: 2014-03-06 14:50:14
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1412109	Simplicity Bancorp Inc.	SMPL	Savings Institution, Federally Chartered (6035)	261500698

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1271269	L James Breeden	1359 N. Grand Avenue Covina CA 91724		Yes	No	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2014-03-04	4,138	$10.84	25,126	No	4	M	Direct
Common Stock	Disposition	2014-03-04	4,138	$17.50	20,988	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	M	Direct
No	4	S	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Stock Options	Disposition	2014-03-04	4,138	$0.00	4,138	$10.84

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
10,250	2010-01-30	2019-01-30	No	4	M	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	1,357	Indirect	By Spouse
Common Stock	539	Indirect	By Spouse's IRA
Common Stock	11,150	Indirect	By IRA

Footnotes

Includes shares of restricted stock which vest 100% on March 27, 2014.
Stock Options are fully vested.