Filing Details
- Accession Number:
- 0001209191-14-017772
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-03-06 14:46:41
- Reporting Period:
- 2014-03-04
- Filing Date:
- 2014-03-06
- Accepted Time:
- 2014-03-06 14:46:41
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 949699 | Pharmacyclics Inc | PCYC | Pharmaceutical Preparations (2834) | 943148201 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1190985 | H Eric Halvorson | C/O Pharmacyclics, Inc. 995 East Arques Avenue Sunnyvale CA 94085 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2014-03-04 | 2,500 | $14.26 | 3,500 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2014-03-04 | 148 | $15.02 | 3,648 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2014-03-04 | 824 | $28.47 | 4,472 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-03-04 | 3,472 | $138.33 | 1,000 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | Disposition | 2014-03-04 | 2,500 | $0.00 | 2,500 | $14.26 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2014-03-04 | 148 | $0.00 | 148 | $15.02 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2014-03-04 | 824 | $0.00 | 824 | $28.47 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 12,500 | 2011-12-15 | 2021-12-15 | No | 4 | M | Direct |
| 0 | 2012-01-03 | 2022-01-03 | No | 4 | M | Direct |
| 0 | 2012-04-02 | 2022-04-02 | No | 4 | M | Direct |
Footnotes
- Immediately exercisable option granted to Reporting Person pursuant to issuer's 2004 Equity Incentive Award Plan in a transaction exempt under Rule 16b-3(d). The shares are subject to repurchase upon optionee's termination of service prior to vesting of such shares. The repurchase right lapses in equal and succesive annual installments for the five (5) years following 12/15/2011.
- Represents grant of fully-vested option pursuant to Issuer's 2004 Equity Incentive Award Plan in lieu of payment of quarterly retainer and/or meeting fees earned for service on Issuer's Board of Directors
Billionaire Hedge Funds
