Filing Details

Accession Number:
0000907242-14-000003
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-03-06 11:44:12
Reporting Period:
2014-03-04
Filing Date:
2014-03-06
Accepted Time:
2014-03-06 11:44:12
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
907242 Monarch Casino & Resort Inc MCRI Hotels & Motels (7011) 880300760
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1548756 David-Jacques Farahi 3800 S. Virginia Street
Reno NV 89502
Coo No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2014-03-04 1,594 $18.90 8,406 No 4 S Direct
Common Stock Disposition 2014-03-05 3,406 $18.61 5,000 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 5,000 Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Option/right to buy $6.72 2020-02-10 5,000 115,000 Direct
Common Stock Option/right to buy $11.15 2020-06-21 5,000 115,000 Direct
Common Stock Option/right to buy $10.20 2020-07-12 20,000 115,000 Direct
Commmon Stock Option/right to buy $9.30 2014-08-13 2021-08-13 1,667 115,000 Direct
Common Stock Option/right to buy $7.42 2015-08-13 2022-08-13 1,667 115,000 Direct
Common Stock Option/right to buy $7.55 2022-08-21 30,000 115,000 Direct
Common Stock Option/right to buy $10.33 2016-02-10 2023-02-10 1,667 115,000 Direct
Common Stock Option/right to buy $17.79 2016-07-12 2023-07-12 6,666 115,000 Direct
Common Stock Option/right to buy $20.00 2016-08-13 2023-08-13 1,667 115,000 Direct
Common Stock Option/right to buy $19.00 2024-01-17 40,000 115,000 Direct
Common Stock Option/right to buy $18.41 2017-02-10 2024-02-10 1,666 115,000 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2020-02-10 5,000 115,000 Direct
2020-06-21 5,000 115,000 Direct
2020-07-12 20,000 115,000 Direct
2021-08-13 1,667 115,000 Direct
2022-08-13 1,667 115,000 Direct
2022-08-21 30,000 115,000 Direct
2023-02-10 1,667 115,000 Direct
2023-07-12 6,666 115,000 Direct
2023-08-13 1,667 115,000 Direct
2024-01-17 40,000 115,000 Direct
2024-02-10 1,666 115,000 Direct
Footnotes
  1. On February 10, 2010, Mr. Farahi was granted 5,000 stock options which vest as follows: 1,666 vest on February 10, 2013; 1,667 vest on February 10, 2014 and 1,667 vest on February 10, 2015.
  2. On June 21, 2010, Mr. Farahi was granted 5,000 stock options which vest as follow: 1,666 vest on August 13, 2011; 1,667 vest on August 13, 2012 and 1,667 vest on August 13, 2013.
  3. On July 12, 2010, Mr. Farahi was granted 20,000 stock options which vest as follows: 6,666 vest on July 12, 2013; 6,667 vest on July 12, 2014 and 6,667 vest on July 12, 2015.
  4. On August 21, 2012, Mr. Farahi was granted 30,000 stock options which vest as follows: 10,000 vest on August 21, 2015; 10,000 vest on August 21, 2016 and 10,000 vest on August 21, 2017.
  5. On January 17, 2014, Mr. Farahi was granted 40,000 stock options which vest as follows: 13,333 vest on January 17, 2017; 13,333 vest on January 17, 2018 and 13,334 vest on January 17, 2018.