Filing Details
- Accession Number:
- 0000907242-14-000003
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-03-06 11:44:12
- Reporting Period:
- 2014-03-04
- Filing Date:
- 2014-03-06
- Accepted Time:
- 2014-03-06 11:44:12
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
907242 | Monarch Casino & Resort Inc | MCRI | Hotels & Motels (7011) | 880300760 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1548756 | David-Jacques Farahi | 3800 S. Virginia Street Reno NV 89502 | Coo | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2014-03-04 | 1,594 | $18.90 | 8,406 | No | 4 | S | Direct | |
Common Stock | Disposition | 2014-03-05 | 3,406 | $18.61 | 5,000 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 5,000 | Direct |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Option/right to buy | $6.72 | 2020-02-10 | 5,000 | 115,000 | Direct | |
Common Stock | Option/right to buy | $11.15 | 2020-06-21 | 5,000 | 115,000 | Direct | |
Common Stock | Option/right to buy | $10.20 | 2020-07-12 | 20,000 | 115,000 | Direct | |
Commmon Stock | Option/right to buy | $9.30 | 2014-08-13 | 2021-08-13 | 1,667 | 115,000 | Direct |
Common Stock | Option/right to buy | $7.42 | 2015-08-13 | 2022-08-13 | 1,667 | 115,000 | Direct |
Common Stock | Option/right to buy | $7.55 | 2022-08-21 | 30,000 | 115,000 | Direct | |
Common Stock | Option/right to buy | $10.33 | 2016-02-10 | 2023-02-10 | 1,667 | 115,000 | Direct |
Common Stock | Option/right to buy | $17.79 | 2016-07-12 | 2023-07-12 | 6,666 | 115,000 | Direct |
Common Stock | Option/right to buy | $20.00 | 2016-08-13 | 2023-08-13 | 1,667 | 115,000 | Direct |
Common Stock | Option/right to buy | $19.00 | 2024-01-17 | 40,000 | 115,000 | Direct | |
Common Stock | Option/right to buy | $18.41 | 2017-02-10 | 2024-02-10 | 1,666 | 115,000 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2020-02-10 | 5,000 | 115,000 | Direct |
2020-06-21 | 5,000 | 115,000 | Direct |
2020-07-12 | 20,000 | 115,000 | Direct |
2021-08-13 | 1,667 | 115,000 | Direct |
2022-08-13 | 1,667 | 115,000 | Direct |
2022-08-21 | 30,000 | 115,000 | Direct |
2023-02-10 | 1,667 | 115,000 | Direct |
2023-07-12 | 6,666 | 115,000 | Direct |
2023-08-13 | 1,667 | 115,000 | Direct |
2024-01-17 | 40,000 | 115,000 | Direct |
2024-02-10 | 1,666 | 115,000 | Direct |
Footnotes
- On February 10, 2010, Mr. Farahi was granted 5,000 stock options which vest as follows: 1,666 vest on February 10, 2013; 1,667 vest on February 10, 2014 and 1,667 vest on February 10, 2015.
- On June 21, 2010, Mr. Farahi was granted 5,000 stock options which vest as follow: 1,666 vest on August 13, 2011; 1,667 vest on August 13, 2012 and 1,667 vest on August 13, 2013.
- On July 12, 2010, Mr. Farahi was granted 20,000 stock options which vest as follows: 6,666 vest on July 12, 2013; 6,667 vest on July 12, 2014 and 6,667 vest on July 12, 2015.
- On August 21, 2012, Mr. Farahi was granted 30,000 stock options which vest as follows: 10,000 vest on August 21, 2015; 10,000 vest on August 21, 2016 and 10,000 vest on August 21, 2017.
- On January 17, 2014, Mr. Farahi was granted 40,000 stock options which vest as follows: 13,333 vest on January 17, 2017; 13,333 vest on January 17, 2018 and 13,334 vest on January 17, 2018.