Filing Details
- Accession Number:
- 0001209191-14-017658
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-03-05 21:22:32
- Reporting Period:
- 2014-03-03
- Filing Date:
- 2014-03-05
- Accepted Time:
- 2014-03-05 21:22:32
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1418076 | Solar Capital Ltd. | SLRC | () | 261381340 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1186884 | S Michael Gross | C/O Solar Capital Ltd. 500 Park Avenue New York NY 10022 | See Remarks | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2014-03-03 | 19,074 | $22.25 | 2,074,723 | No | 4 | P | Indirect | See Footnote |
Common Stock | Acquisiton | 2014-03-04 | 43,775 | $22.36 | 2,118,498 | No | 4 | P | Indirect | See Footnote |
Common Stock | Acquisiton | 2014-03-05 | 16,140 | $22.06 | 2,134,638 | No | 4 | P | Indirect | See Footnote |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | See Footnote |
No | 4 | P | Indirect | See Footnote |
No | 4 | P | Indirect | See Footnote |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 66,195 | Direct |
Footnotes
- The price reported is the average weighted price. The shares were purchased in multiple transactions. The price for the share purchase on March 3, 2014 is based on a price range with a high of $22.32 per share and a low of $22.12 per share. The price for the share purchase on March 4, 2014 is based on a price range with a high of $22.44 per share and a low of $22.02 per share. The price for the share purchase on March 5, 2014 is based on a price range with a high of $22.12 per share and a low of $21.95 per share. The reporting person undertakes to provide to the SEC, the issuer and any security holder, upon request, full information regarding the number of shares and the prices at which the shares were purchased.
- Includes 1,340,649 shares held by Solar Capital Investors, LLC and 715,000 shares held by Solar Capital Investors II, LLC, both of which may be deemed to be beneficially owned by Mr. Gross and by Bruce J. Spohler by virtue of their collective ownership interest therein. Also includes 78,989 shares held by Solar Capital Partners Employee Stock Plan LLC, which is controlled by Solar Capital Partners, LLC. Mr. Gross and Mr. Spohler may be deemed to beneficially own the shares held by Solar Capital Partners Employee Stock Plan LLC by virtue of their collective ownership interest in Solar Capital Partners, LLC.