Filing Details
- Accession Number:
- 0001209191-14-017657
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-03-05 21:22:12
- Reporting Period:
- 2014-03-03
- Filing Date:
- 2014-03-05
- Accepted Time:
- 2014-03-05 21:22:12
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1508171 | Solar Senior Capital Ltd. | SUNS | () | 274288022 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1240586 | J Bruce Spohler | C/O Solar Senior Capital Ltd. 500 Park Avenue New York NY 10022 | Coo And Director | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2014-03-03 | 12,100 | $18.17 | 512,200 | No | 4 | P | Indirect | See Footnote |
Common Stock | Acquisiton | 2014-03-04 | 8,952 | $18.33 | 521,152 | No | 4 | P | Indirect | See Footnote |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | See Footnote |
No | 4 | P | Indirect | See Footnote |
Footnotes
- The price reported is the average weighted price. The shares were purchased in multiple transactions. The price for the share purchase on March 3, 2014 is based on a price range with a high of $18.27 per share and a low of $17.95 per share. The price for the share purchase on March 4, 2014 is based on a price range with a high of $18.53 per share and a low of $18.09 per share. The reporting person undertakes to provide to the SEC, the issuer and any security holder, upon request, full information regarding the number of shares and the prices at which the shares were purchased.
- Includes (i) 500,000 shares held by Solar Senior Capital Investors LLC and (ii) 100 shares held by Solar Capital Management, LLC, each of which may be deemed to be beneficially owned by Mr. Spohler and by Michael S. Gross by virtue of their collective ownership interests in, and control of, Solar Senior Capital Investors LLC and Solar Capital Management, LLC. Also includes 21,052 shares held by Solar Capital Partners Employee Stock Plan LLC, which is controlled by Solar Capital Partners, LLC. Mr. Spohler and Mr. Gross may be deemed to beneficially own the shares held by Solar Capital Partners Employee Stock Plan LLC by virtue of their collective ownership interest in Solar Capital Partners, LLC.