Filing Details

Accession Number:
0001209191-14-017655
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-03-05 21:16:32
Reporting Period:
2014-03-03
Filing Date:
2014-03-05
Accepted Time:
2014-03-05 21:16:32
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1418076 Solar Capital Ltd. SLRC () 261381340
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1240586 J Bruce Spohler C/O Solar Capital Ltd.
500 Park Avenue, 5Th Floor
New York NY 10022
Coo And Director Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2014-03-03 19,074 $22.25 2,074,723 No 4 P Indirect See Footnote
Common Stock Acquisiton 2014-03-04 43,775 $22.36 2,118,498 No 4 P Indirect See Footnote
Common Stock Acquisiton 2014-03-05 16,140 $22.06 2,134,638 No 4 P Indirect See Footnote
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect See Footnote
No 4 P Indirect See Footnote
No 4 P Indirect See Footnote
Footnotes
  1. The price reported is the average weighted price. The shares were purchased in multiple transactions. The price for the share purchase on March 3, 2014 is based on a price range with a high of $22.32 per share and a low of $22.12 per share. The price for the share purchase on March 4, 2014 is based on a price range with a high of $22.44 per share and a low of $22.02 per share. The price for the share purchase on March 5, 2014 is based on a price range with a high of $22.12 per share and a low of $21.95 per share. The reporting person undertakes to provide to the SEC, the issuer and any security holder, upon request, full information regarding the number of shares and the prices at which the shares were purchased.
  2. Includes 1,340,649 shares held by Solar Capital Investors, LLC and 715,000 shares held by Solar Capital Investors II, LLC, both of which may be deemed to be beneficially owned by Mr. Spohler and by Michael S. Gross by virtue of their collective ownership interest therein. Also includes 78,989 shares held by Solar Capital Partners Employee Stock Plan LLC, which is controlled by Solar Capital Partners, LLC. Mr. Spohler and Mr. Gross may be deemed to beneficially own the shares held by Solar Capital Partners Employee Stock Plan LLC by virtue of their collective ownership interest in Solar Capital Partners, LLC.