Filing Details
- Accession Number:
- 0001181431-14-011041
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-03-05 17:27:47
- Reporting Period:
- 2014-03-04
- Filing Date:
- 2014-03-05
- Accepted Time:
- 2014-03-05 17:27:47
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
928054 | Flotek Industries Inc | FTK | Miscellaneous Chemical Products (2890) | 900023731 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1434793 | A Steven Reeves | 10603 W. Sam Houston Pkwy. N Ste. 300 Houston TX 77064 | Exec. Vp, Operations | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2014-03-04 | 50,000 | $26.66 | 277,242 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 21,087 | Indirect | Flotek 401K |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Common Stock | $22.75 | 2009-03-28 | 2014-03-27 | 8,680 | 8,680 | Direct |
Common Stock | Common Stock | $22.75 | 2009-08-09 | 2014-08-08 | 7,724 | 16,404 | Direct |
Common Stock | Common Stock | $9.19 | 2012-04-08 | 2017-04-07 | 200,000 | 216,404 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2014-03-27 | 8,680 | 8,680 | Direct |
2014-08-08 | 7,724 | 16,404 | Direct |
2017-04-07 | 200,000 | 216,404 | Direct |
Footnotes
- Disposition of 50,000 shares directly owned in open market sales at average price of $26.6619.