Filing Details

Accession Number:
0001209191-14-017399
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-03-05 16:55:41
Reporting Period:
2014-03-03
Filing Date:
2014-03-05
Accepted Time:
2014-03-05 16:55:41
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1383871 Lifelock Inc. LOCK Services-Computer Processing & Data Preparation (7374) 562508977
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1208736 Hilary Schneider 60 East Rio Salado Parkway, Suite 400
Tempe AZ 85281
President No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2014-03-03 5,000 $9.00 166,448 No 4 M Direct
Common Stock Disposition 2014-03-03 5,000 $19.57 161,448 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (Right to Buy) Disposition 2014-03-03 5,000 $0.00 5,000 $9.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
380,000 2022-10-02 No 4 M Direct
Footnotes
  1. The shares were sold pursuant to a 10b5-1 sales plan.
  2. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $19.370 to $19.750, inclusive. The reporting person undertakes to provide to LifeLock, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
  3. 25% of the total number of shares underlying this option vested on September 14, 2013. The remaining 75% of the total number of shares underlying this option vest in equal monthly installments for a period of 36 months thereafter.