Home > Insider Trading > Filing (0000720672-14-000027)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
720672	Stifel Financial Corp	SF	Security Brokers, Dealers & Flotation Companies (6211)	431273600

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1392580	A Ben Plotkin	225 Regatta Drive Jupiter FL 33477	Vice Chairman	Yes	Yes	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Disposition	2014-03-04	11,000	$48.53	147,992	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Direct

Reported Derivative Transactions

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Phantom Stock Units	Acquisiton	2014-03-03	11,092	$0.00	11,092	$0.00
Common Stock	Phantom Stock Units	Acquisiton	2014-03-03	2,773	$0.00	2,773	$0.00
Common Stock	Phantom Stock Units	Acquisiton	2014-03-03	2,218	$0.00	2,218	$0.00
Common Stock	Phantom Stock Units	Acquisiton	2014-03-03	554	$0.00	554	$0.00

Remaning Holdings	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
54,281	No	4	A	Direct
57,054	No	4	A	Direct
59,272	No	4	A	Direct
59,826	No	4	A	Direct

Footnotes

This transaction was executed in multiple trades at prices ranging from $48.49 to $48.67. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Units vest in 20% increments over a five year period.
No expiration date for these Units.
Units vest 100% after five years.
Fully vested.