Filing Details

Accession Number:
0001225208-14-007534
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-03-05 16:36:50
Reporting Period:
2014-03-03
Filing Date:
2014-03-05
Accepted Time:
2014-03-05 16:36:50
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
316709 Schwab Charles Corp SCHW Security Brokers, Dealers & Flotation Companies (6211) 943025021
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1416062 L Jay Allen 211 Main Street
San Francisco CA 94105
Evp - Human Resources No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2014-03-03 11,373 $25.97 19,051 No 4 M Indirect by Trust
Common Stock Acquisiton 2014-03-03 10,089 $16.40 29,140 No 4 M Indirect by Trust
Common Stock Acquisiton 2014-03-03 8,265 $13.91 37,405 No 4 M Indirect by Trust
Common Stock Acquisiton 2014-03-03 7,926 $18.66 45,331 No 4 M Indirect by Trust
Common Stock Acquisiton 2014-03-03 7,023 $18.25 52,354 No 4 M Indirect by Trust
Common Stock Disposition 2014-03-03 7,023 $25.93 45,331 No 4 S Indirect by Trust
Common Stock Disposition 2014-03-03 7,926 $25.93 37,405 No 4 S Indirect by Trust
Common Stock Disposition 2014-03-03 8,265 $25.93 29,140 No 4 S Indirect by Trust
Common Stock Disposition 2014-03-03 10,089 $25.93 19,051 No 4 S Indirect by Trust
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Indirect by Trust
No 4 M Indirect by Trust
No 4 M Indirect by Trust
No 4 M Indirect by Trust
No 4 M Indirect by Trust
No 4 S Indirect by Trust
No 4 S Indirect by Trust
No 4 S Indirect by Trust
No 4 S Indirect by Trust
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Nonqualified Stock Option (right to buy) Disposition 2014-03-03 7,023 $0.00 7,023 $18.25
Common Stock Nonqualified Stock Option (right to buy) Disposition 2014-03-03 7,926 $0.00 7,926 $18.66
Common Stock Nonqualified Stock Option (right to buy) Disposition 2014-03-03 8,265 $0.00 8,265 $13.91
Common Stock Nonqualified Stock Option (right to buy) Disposition 2014-03-03 10,089 $0.00 10,089 $16.40
Common Stock Nonqualified Stock Option (right to buy) Acquisiton 2014-03-03 23,742 $0.00 23,742 $25.86
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2011-03-01 2020-03-01 No 4 M Direct
7,926 2012-03-01 2021-03-01 No 4 M Direct
16,529 2013-03-01 2022-03-01 No 4 M Direct
30,267 2014-03-01 2023-03-01 No 4 M Direct
23,742 2015-03-03 2024-03-03 No 4 A Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 1,493 Indirect by ESPP
Footnotes
  1. Shares acquired on the vesting of restricted stock units.
  2. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 7, 2013.
  3. This transaction was executed in multiple trades at prices ranging from $25.78 to $26.12. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
  4. This transaction was executed in multiple trades at prices ranging from $25.81 to $26.12. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
  5. This transaction was executed in multiple trades at prices ranging from $25.79 to $26.12. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
  6. The option was granted under the company's 2013 Stock Incentive Plan and vests in four equal annual installments beginning on the first anniversary of the grant date.