Filing Details
- Accession Number:
- 0001490660-14-000064
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-03-05 16:26:21
- Reporting Period:
- 2014-03-03
- Filing Date:
- 2014-03-05
- Accepted Time:
- 2014-03-05 16:26:21
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1490660 | Marketo Inc. | MKTO | Services-Prepackaged Software (7372) | 562558241 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1576480 | L Jason Holmes | 901 Mariners Island Blvd San Mateo CA 94404 | Svp Client Services | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2014-03-03 | 5,534 | $4.24 | 33,484 | No | 4 | M | Direct | |
Common Stock | Disposition | 2014-03-03 | 7,300 | $40.52 | 26,184 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2014-03-03 | 1,966 | $4.24 | 28,150 | No | 4 | M | Direct | |
Common Stock | Disposition | 2014-03-03 | 200 | $41.11 | 27,950 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Incentive Stock Option (right to buy) | Disposition | 2014-03-03 | 1,966 | $0.00 | 1,966 | $4.24 |
Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2014-03-03 | 5,534 | $0.00 | 5,534 | $4.24 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
47,169 | 2022-03-01 | No | 4 | M | Direct | |
72,831 | 2022-03-01 | No | 4 | M | Direct |
Footnotes
- Includes 1,250 shares of common stock acquired under Marketo's Employee Stock Purchase Program on 2/19/2014.
- These shares were sold pursuant to a 10b5-1 plan entered into by Mr. Holmes on 8/8/2013.
- This transaction was executed in multiple trades at prices ranging from $40.07 to $41.01. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- This transaction was executed in multiple trades at prices ranging from $41.10 to $41.12. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- The option is subject to an early exercise provision and is immediately exercisable. One-fourth of the shares subject to the option vested on February 13, 2013 and one forty-eighth of the shares vest monthly thereafter.