Filing Details

Accession Number:
0001181431-14-010976
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-03-05 16:19:53
Reporting Period:
2014-03-03
Filing Date:
2014-03-05
Accepted Time:
2014-03-05 16:19:53
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
928054 Flotek Industries Inc FTK Miscellaneous Chemical Products (2890) 900023731
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1548622 A Joshua Snively 10603 W. Sam Houston Pkwy N.
Suite 300
Houston TX 77064
Evp, Chemistry Research No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2014-03-03 20,000 $25.10 105,592 No 4 S Indirect By Joshua A. Snively, Sr. and Heather B. Snively Revocable Trust
Common Stock Disposition 2014-03-03 30,000 $25.11 173,934 No 4 S Indirect By Joshua A. Snively, Sr. Grantor Retained Annuity Trust
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect By Joshua A. Snively, Sr. and Heather B. Snively Revocable Trust
No 4 S Indirect By Joshua A. Snively, Sr. Grantor Retained Annuity Trust
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 13,174 Direct
Footnotes
  1. Mr. Snively, Sr. is a trustee and beneficiary of the named trusts. Mr. Snively, Sr. disclaims beneficial ownership of such shares except to the extent of his pecuniary interests therein.
  2. Disposition of 20,000 common shares in revocable trust and 30,000 common shares in grantor retained annuity trust in open market sales, at average prices of $25.10 and $25.11, respectively.