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Home > Insider Trading > Filing (0000891839-14-000053)

Filing Details

Accession Number:: 0000891839-14-000053
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2014-03-05 16:15:56
Reporting Period:: 2014-03-04

Filing Date:: 2014-03-05
Accepted Time:: 2014-03-05 16:15:56
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
716314	Graham Corp	GHM	General Industrial Machinery & Equipment (3560)	161194720

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1441494	R Jennifer Condame	C/O Graham Corporation 20 Florence Avenue Batavia NY 14020	Cao And Controller	No	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2014-03-04	1,970	$7.98	11,043	No	4	M	Direct
Common Stock	Disposition	2014-03-04	6	$36.17	11,037	No	4	S	Direct
Common Stock	Disposition	2014-03-04	100	$36.14	10,937	No	4	S	Direct
Common Stock	Disposition	2014-03-04	189	$36.12	10,748	No	4	S	Direct
Common Stock	Disposition	2014-03-04	100	$36.10	10,648	No	4	S	Direct
Common Stock	Disposition	2014-03-04	17	$36.09	10,631	No	4	S	Direct
Common Stock	Disposition	2014-03-04	58	$36.08	10,573	No	4	S	Direct
Common Stock	Disposition	2014-03-04	200	$36.06	10,373	No	4	S	Direct
Common Stock	Disposition	2014-03-04	100	$36.05	10,273	No	4	S	Direct
Common Stock	Disposition	2014-03-04	200	$36.03	10,073	No	4	S	Direct
Common Stock	Disposition	2014-03-04	1,000	$36.00	9,073	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	M	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Stock Option (Right to Buy)	Disposition	2014-03-04	1,970	$0.00	1,970	$7.98

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
500	2010-06-01	2016-06-01	No	4	M	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	2,506	Indirect	See footnote

Reported Derivative Holdings

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Sec. Name	Sec. Type	Price	Date	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Common Stock	Stock Option (Right to Buy)	$6.90	2011-05-31	2017-05-31	4,974	4,974	Direct
Common Stock	Stock Option (Right to Buy)	$30.88	2012-05-29	2018-05-29	576	576	Direct
Common Stock	Stock Option (Right to Buy)	$44.50	2012-07-31	2018-07-31	1,000	1,000	Direct
Common Stock	Stock Option (Right to Buy)	$15.22	2012-05-28	2019-05-28	2,678	2,678	Direct
Common Stock	Stock Option (Right to Buy)	$15.25	2013-05-20	2020-05-20	1,609	1,609	Direct
Common Stock	Stock Option (Right to Buy)	$18.65		2022-05-30	3,127	3,127	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
2017-05-31	4,974	4,974	Direct
2018-05-29	576	576	Direct
2018-07-31	1,000	1,000	Direct
2019-05-28	2,678	2,678	Direct
2020-05-20	1,609	1,609	Direct
2022-05-30	3,127	3,127	Direct

Footnotes

Shares held by the trustee of the Graham Corporation Employee Stock Ownership Plan and allocated to Ms. Condame's account, as to which Ms. Condame has sole voting power but no dispositive power, except in limited circumstances.
This option was previously reported by Ms. Condame.
This option was previously reported by Ms. Condame and is exercisable 33 1/3% per year over three years beginning on the first anniversary of the grant date.