Filing Details
- Accession Number:
- 0001181431-14-010965
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-03-05 16:14:21
- Reporting Period:
- 2014-03-03
- Filing Date:
- 2014-03-05
- Accepted Time:
- 2014-03-05 16:14:21
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1303652 | Tableau Software Inc | DATA | Services-Prepackaged Software (7372) | 470945740 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1237289 | D Scott Sandell | 1954 Greenspring Drive Suite 600 Timonium MD 21093 | Yes | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Acquisiton | 2014-03-04 | 1,607,096 | $0.00 | 1,607,096 | No | 4 | C | Indirect | See Note 3 |
Class A Common Stock | Disposition | 2014-03-04 | 1,607,096 | $0.00 | 0 | No | 4 | J | Indirect | See Note 3 |
Class A Common Stock | Acquisiton | 2014-03-04 | 493,378 | $0.00 | 493,378 | No | 4 | J | Indirect | See Note 6 |
Class A Common Stock | Disposition | 2014-03-04 | 493,378 | $0.00 | 0 | No | 4 | J | Indirect | See Note 6 |
Class A Common Stock | Acquisiton | 2014-03-04 | 34,849 | $0.00 | 34,849 | No | 4 | J | Indirect | See Note 9 |
Class A Common Stock | Disposition | 2014-03-03 | 20,000 | $95.14 | 40,000 | No | 4 | S | Indirect | See Note 10 |
Class A Common Stock | Disposition | 2014-03-03 | 10,000 | $96.00 | 30,000 | No | 4 | S | Indirect | See Note 10 |
Class A Common Stock | Disposition | 2014-03-04 | 10,804 | $97.31 | 19,196 | No | 4 | S | Indirect | See Note 10 |
Class A Common Stock | Acquisiton | 2014-03-04 | 89,428 | $0.00 | 108,624 | No | 4 | J | Indirect | See Note 10 |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | C | Indirect | See Note 3 |
No | 4 | J | Indirect | See Note 3 |
No | 4 | J | Indirect | See Note 6 |
No | 4 | J | Indirect | See Note 6 |
No | 4 | J | Indirect | See Note 9 |
No | 4 | S | Indirect | See Note 10 |
No | 4 | S | Indirect | See Note 10 |
No | 4 | S | Indirect | See Note 10 |
No | 4 | J | Indirect | See Note 10 |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Class A Common Stock | Class B Common Stock | Disposition | 2014-03-04 | 1,607,096 | $0.00 | 1,607,096 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
4,821,288 | No | 4 | C | Indirect |
Footnotes
- Each share of Class A Common Stock was issued upon conversion of one share of Class B Common Stock.
- Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon any transfer, whether or not for value and whether voluntary or involuntary or by operation of law, except for certain transfers described in the Issuer's Amended and Restated Certificate of Incorporation, including, without limitation, certain transfers for tax and estate planning purposes.
- The Reporting Person is a manager of NEA 11 GP, LLC, which is the sole general partner of NEA Partners 11, Limited Partnership ("NEA Partners 11"). NEA Partners 11 is the sole general partner of New Enterprise Associates 11, Limited Partnership ("NEA 11"), the direct beneficial owner of the Shares. The Reporting Person disclaims beneficial ownership within the meaning of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise of such portion the Shares held by NEA 11 in which the Reporting Person has no pecuniary interest.
- NEA 11 made a pro rata distribution for no consideration of an aggregate of 1,607,096 shares of Class A Common Stock of the Issuer to its general partner and its limited partners on March 4, 2014.
- NEA Partners 11 received 493,378 shares of Class A Common Stock of the Issuer in the distribution by NEA 11 on March 4, 2014.
- The Reporting Person is a manager of NEA 11 GP, LLC, the sole general partner of NEA Partners 11, the direct beneficial owner of the Shares. The Reporting Person disclaims beneficial ownership within the meaning of Section 16 of the 1934 Act, as amended, or otherwise of such portion of the Shares of Class A Common Stock of the Issuer held by NEA Partners 11 in which the Reporting Person has no pecuniary interest.
- NEA Partners 11 made a pro rata distribution for no consideration of an aggregate of 493,378 shares of Class A Common Stock of the Issuer to its limited partners on March 4, 2014.
- The Sandell Family Trust, u/d/t 3/30/01, Scott D. Sandell and Jennifer Ayer Sandell, Trustees (the "Sandell Famliy Trust") received 34,849 shares of Class A Common Stock of the Issuer in the distribution by NEA Partners 11 on March 4, 2014.
- The securities are held directly by the Sandell Family Trust. The Reporting Person disclaims beneficial ownership within the meaning of Section 16 of the 1934 Act, as amended, of such portion of the shares of Class A Common Stock of the Issuer held by the Sandell Family Trust in which the Reporting Person has no pecuniary interest.
- The Reporting Person is a member of the Board of Directors of New Enterprise Associates, LLC ("NEA LLC"), which is the direct beneficial owner of the securities. The Reporting Person disclaims beneficial ownership within the meaning of Section 16 of the 1934 Act, as amended, or otherwise of such portion of the Class A Common Stock of the Issuer held by NEA LLC in which the Reporting Person has no pecuniary interest.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $94.95 to $95.71, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (11) to this Form 4.
- Not Applicable.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $96 to $96.07, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (13) to this Form 4.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $97.30 to $97.38, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (14) to this Form 4.
- NEA LLC received 89,428 shares of Class A Common Stock of the Issuer in the distribution by NEA Partners 11 on March 4, 2014.