Filing Details
- Accession Number:
- 0001209191-14-017314
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-03-05 16:10:26
- Reporting Period:
- 2014-03-04
- Filing Date:
- 2014-03-05
- Accepted Time:
- 2014-03-05 16:10:26
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1064728 | Peabody Energy Corp | BTU | Bituminous Coal & Lignite Surface Mining (1221) | 134004153 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1220502 | H Alan Washkowitz | C/O Peabody Energy Corporation 701 Market Street St. Louis MO 63101 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2014-03-04 | 4,331 | $10.92 | 29,988 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2014-03-04 | 4,525 | $11.05 | 34,513 | No | 4 | M | Direct | |
Common Stock | Disposition | 2014-03-04 | 5,715 | $17.43 | 28,798 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option (Right to Buy) | Disposition | 2014-03-04 | 4,331 | $10.92 | 4,331 | $10.92 |
Common Stock | Stock Option (Right to Buy) | Disposition | 2014-03-04 | 4,525 | $11.05 | 4,525 | $11.05 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2005-04-21 | 2014-04-21 | No | 4 | M | Direct |
0 | 2004-05-06 | 2014-05-06 | No | 4 | M | Direct |
Footnotes
- This represents the weighted average sale price for the shares. The shares were sold in multiple transactions at prices ranging from $17.4238 to $17.431 per share, inclusive. The reporting person will provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- The options vested in three equal annual installments beginning April 21, 2005.
- The options vested in three equal annual installments beginning May 6, 2005.