Filing Details
- Accession Number:
- 0001209191-14-017264
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-03-05 15:42:35
- Reporting Period:
- 2014-03-03
- Filing Date:
- 2014-03-05
- Accepted Time:
- 2014-03-05 15:42:35
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 917491 | Faro Technologies Inc | FARO | Measuring & Controlling Devices, Nec (3829) | 593157093 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1379570 | S Keith Bair | C/O Faro Technologies Inc. 250 Technology Park Lake Mary FL 32746 | Chief Financial Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2014-03-03 | 2,827 | $35.90 | 5,579 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2014-03-03 | 795 | $44.28 | 6,374 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-03-03 | 3,622 | $56.66 | 2,752 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2014-03-03 | 1,300 | $56.86 | 1,452 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee stock option (right to buy) | Disposition | 2014-03-03 | 2,827 | $0.00 | 2,827 | $35.90 |
| Common Stock | Employee stock option (right to buy) | Disposition | 2014-03-03 | 795 | $0.00 | 795 | $44.28 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2018-02-25 | No | 4 | M | Direct | |
| 1,592 | 2020-03-01 | No | 4 | M | Direct |
Footnotes
- The reporting person effected multiple same-way open market sale transactions on the same day at different prices through a trade order executed by a broker-dealer. The reporting person has reported on a single line all such transactions that occurred within a one dollar price range. The reporting person hereby undertakes to provide upon request by the Securities and Exchange Commission staff, the issuer or a shareholder of the issuer, full information regarding the number of shares sold at each separate price.
- Reflects the weighted average sale price. The range of prices for such transaction is $56.60 to $56.70.
- Reflects the weighted average sale price. The range of prices for such transaction is $56.86 to $56.87.
- The options vested in three equal annual installments on each of 03/01/11, 03/01/12 and 03/01/13.
- The option vests in three equal annual installments on each of 03/01/14, 03/01/15 and 03/01/16.
Billionaire Hedge Funds
