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Home > Insider Trading > Filing (0001140361-14-011151)

Filing Details

Accession Number:: 0001140361-14-011151
Form Type:: 5
Zero Holdings:: No
Publication Time:: 2014-03-05 14:34:27
Reporting Period:: 2013-12-31

Filing Date:: 2014-03-05
Accepted Time:: 2014-03-05 14:34:27
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
99614	Tri-Continental Corp	TY	(0)	135441850

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1491429	Matthew Brian Condon	225 Franklin Street Boston MA 02110		No	No	No	Yes

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Tri-Continental Corporation (Ty)	Acquisiton	2010-12-28	160	$13.62	2,500	No	4	P	Direct
Tri-Continental Corporation (Ty)	Acquisiton	2010-12-28	340	$13.64	2,500	No	4	P	Direct
Tri-Continental Corporation (Ty)	Acquisiton	2010-10-08	600	$12.58	2,500	No	4	P	Direct
Tri-Continental Corporation (Ty)	Acquisiton	2010-10-08	1,400	$12.57	2,500	No	4	P	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Direct
No	4	P	Direct
No	4	P	Direct
No	4	P	Direct