Filing Details
- Accession Number:
- 0001404930-14-000026
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-03-05 11:15:24
- Reporting Period:
- 2014-03-03
- Filing Date:
- 2014-03-05
- Accepted Time:
- 2014-03-05 11:15:24
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
783280 | Duke Realty Corp | DRE | Real Estate Investment Trusts (6798) | 351740409 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1024260 | R Steven Kennedy | 600 E. 96Th St, #100 Indianapolis IN 46240 | Evp, Construction | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2014-03-04 | 25,598 | $16.97 | 29,140 | No | 4 | S | Indirect | By Trust |
Common Stock | Disposition | 2014-03-04 | 600 | $0.00 | 28,540 | No | 5 | G | Indirect | By Trust |
Common Stock | Disposition | 2014-03-03 | 101 | $16.56 | 0 | No | 4 | S | Indirect | By 401(k) Plan |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | By Trust |
No | 5 | G | Indirect | By Trust |
No | 4 | S | Indirect | By 401(k) Plan |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 59,587 | Direct | |
Common Stock | 3,350 | Indirect | By Parent |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Options-Right to Buy | $31.40 | 2015-02-10 | 24,883 | 24,883 | Direct | |
Common Stock | Employee Stock Options-Right to Buy | $34.13 | 2016-02-10 | 25,109 | 25,109 | Direct | |
Common Stock | Employee Stock Options-Right to Buy | $47.88 | 2017-02-10 | 25,092 | 25,092 | Direct | |
Common Stock | Employee Stock Options-Right to Buy | $23.34 | 2018-02-10 | 74,384 | 74,384 | Direct | |
Common Stock | Phantom Stock Units | $0.00 | 20,767 | 20,767 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2015-02-10 | 24,883 | 24,883 | Direct |
2016-02-10 | 25,109 | 25,109 | Direct |
2017-02-10 | 25,092 | 25,092 | Direct |
2018-02-10 | 74,384 | 74,384 | Direct |
20,767 | 20,767 | Direct |
Footnotes
- Between February 12, 2014 and March 5, 2014, the Reporting Person acquired 595 shares of DRE common stock through dividend reinvestment.
- Securities held by the Steven R. Kennedy Revocable Trust Agreement 12/12/05 in which the Reporting Person is the grantor.
- Securities held by the Steven R. Kennedy Revocable Trust Agreement 12/12/05 in which the Reporting Person is the grantor.
- By Steven Kennedy for investment control of the Doris H. Kennedy Living Trust and other securities held by the Reporting Person's parent. The Reporting Person disclaims any beneficial interest in these shares.
- The Stock Options vested annually at a rate of 20% per year and were fully vested on 2/10/2010.
- The Stock Options vested annually at a rate of 20% per year and were fully vested on 2/10/2011.
- The Stock Options vested annually at a rate of 20% per year and were fully vested on 2/10/2012.
- The Stock Options vested annually at a rate of 20% per year and were fully vested on 2/10/2013.
- Represents phantom stock units vested under the 2000 Performance Share Plan of Duke Realty Corporation. Between Februay 12, 2014 and March 5, 2014, the Reporting Person acquired 208 phantom stock units through dividend reinvestment. The units are valued on a one to one basis to the Company's common stock and are to be settled in stock upon the termination of employment.